0000893538-23-000062.txt : 20230706 0000893538-23-000062.hdr.sgml : 20230706 20230706162217 ACCESSION NUMBER: 0000893538-23-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vogel Herbert S CENTRAL INDEX KEY: 0001544288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 231073857 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 4 1 wk-form4_1688674925.xml FORM 4 X0407 4 2023-07-03 0 0000893538 SM Energy Co SM 0001544288 Vogel Herbert S 1700 LINCOLN STREET SUITE 3200 DENVER CO 80203 1 1 0 0 President & CEO 0 Common Stock, $.01 Par Value 2023-06-30 4 J 0 451 26.61 A 406514 D Common Stock, $.01 Par Value 2023-07-03 4 M 0 65775 A 472289 D Common Stock, $.01 Par Value 2023-07-03 4 F 0 28777 31.63 D 443512 D Common Stock, $.01 Par Value 2023-07-03 4 M 0 20907 A 464419 D Common Stock, $.01 Par Value 2023-07-03 4 F 0 9147 31.63 D 455272 D Common Stock, $.01 Par Value 2023-07-03 4 M 0 17605 A 472877 D Common Stock, $.01 Par Value 2023-07-03 4 F 0 7703 31.63 D 465174 D Restricted Stock Units 2023-07-03 4 M 0 65775 D Common Stock, $.01 Par Value 65775 0 D Restricted Stock Units 2023-07-03 4 M 0 20907 D Common Stock, $.01 Par Value 20907 20907 D Restricted Stock Units 2023-07-03 4 M 0 17605 D Common Stock, $.01 Par Value 17605 35212 D The Reporting Person purchased 451 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning on January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. Andrew T. Fiske (Attorney-in-Fact) 2023-07-06