0000893538-22-000117.txt : 20220902 0000893538-22-000117.hdr.sgml : 20220902 20220902180608 ACCESSION NUMBER: 0000893538-22-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220901 FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lutey Mary Ellen CENTRAL INDEX KEY: 0001563908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 221226390 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 4 1 wf-form4_166215634989620.xml FORM 4 X0306 4 2022-09-01 0 0000893538 SM Energy Co SM 0001563908 Lutey Mary Ellen 1700 LINCOLN STREET SUITE 3200 DENVER CO 80203 0 1 0 0 SVP - Expl., Development & EHS Common Stock, $.01 Par Value 2022-09-01 4 M 0 37704 A 121907 D Common Stock, $.01 Par Value 2022-09-01 4 F 0 16536 44.07 D 105371 D Common Stock, $.01 Par Value 2022-09-01 4 M 0 16206 A 56269 I By Spouse Common Stock, $.01 Par Value 2022-09-01 4 F 0 5319 44.07 D 50950 I By Spouse On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022. On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 16,206 shares of the Issuer's common stock had been earned by the Reporting Person's spouse under the terms of a grant of PSUs, based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person's spouse on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022. The Reporting Person's spouse is also employed by the Issuer and is eligible to receive grants of performance share units. Andrew T. Fiske (Attorney-in-Fact) 2022-09-02