0000893538-22-000089.txt : 20220706 0000893538-22-000089.hdr.sgml : 20220706 20220706172235 ACCESSION NUMBER: 0000893538-22-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lutey Mary Ellen CENTRAL INDEX KEY: 0001563908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 221069759 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 4 1 wf-form4_165714252887806.xml FORM 4 X0306 4 2022-07-01 0 0000893538 SM Energy Co SM 0001563908 Lutey Mary Ellen 1700 LINCOLN STREET SUITE 3200 DENVER CO 80203 0 1 0 0 SVP - Expl., Development & EHS Common Stock, $.01 Par Value 2022-06-30 4 J 0 284 25.06 A 72857 D Common Stock, $.01 Par Value 2022-06-30 4 J 0 280 25.06 A 35438 I By Spouse Common Stock, $.01 Par Value 2022-07-01 4 M 0 4190 A 77047 D Common Stock, $.01 Par Value 2022-07-01 4 F 0 1211 34.19 D 75836 D Common Stock, $.01 Par Value 2022-07-01 4 M 0 1801 A 37239 I By Spouse Common Stock, $.01 Par Value 2022-07-01 4 F 0 521 34.19 D 36718 I By Spouse Common Stock, $.01 Par Value 2022-07-01 4 M 0 8013 A 83849 D Common Stock, $.01 Par Value 2022-07-01 4 F 0 2316 34.19 D 81533 D Common Stock, $.01 Par Value 2022-07-01 4 M 0 3205 A 39923 I By Spouse Common Stock, $.01 Par Value 2022-07-01 4 F 0 927 34.19 D 38996 I By Spouse Common Stock, $.01 Par Value 2022-07-01 4 M 0 3756 A 85289 D Common Stock, $.01 Par Value 2022-07-01 4 F 0 1086 34.19 D 84203 D Common Stock, $.01 Par Value 2022-07-01 4 M 0 1502 A 40498 I By Spouse Common Stock, $.01 Par Value 2022-07-01 4 F 0 435 34.19 D 40063 I By Spouse Restricted Stock Units 2022-07-01 4 M 0 4190 D Common Stock, $.01 Par Value 4190.0 0 D Restricted Stock Units 2022-07-01 4 M 0 1801 D Common Stock, $.01 Par Value 1801.0 0 I By Spouse Restricted Stock Units 2022-07-01 4 M 0 8013 D Common Stock, $.01 Par Value 8013.0 8013 D Restricted Stock Units 2022-07-01 4 M 0 3205 D Common Stock, $.01 Par Value 3205.0 3205 I By Spouse Restricted Stock Units 2022-07-01 4 M 0 3756 D Common Stock, $.01 Par Value 3756.0 7514 D Restricted Stock Units 2022-07-01 4 M 0 1502 D Common Stock, $.01 Par Value 1502.0 3006 I By Spouse The Reporting Person purchased 284 shares of the Issuer's common stock on June 30, 2022, through the Issuer's Employee Stock Purchase Plan. The Reporting Person's spouse purchased 280 shares of the Issuer's common stock on June 30, 2022, through the Issuer's Employee Stock Purchase Plan. The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse. Andrew T. Fiske (Attorney-in-Fact) 2022-07-06