0000893538-21-000103.txt : 20210903
0000893538-21-000103.hdr.sgml : 20210903
20210903180939
ACCESSION NUMBER: 0000893538-21-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lutey Mary Ellen
CENTRAL INDEX KEY: 0001563908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31539
FILM NUMBER: 211237724
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SM Energy Co
CENTRAL INDEX KEY: 0000893538
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 410518430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-861-8140
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO
DATE OF NAME CHANGE: 19940228
4
1
wf-form4_163070696080875.xml
FORM 4
X0306
4
2021-09-01
0
0000893538
SM Energy Co
SM
0001563908
Lutey Mary Ellen
1775 SHERMAN STREET
SUITE 1200
DENVER
CO
80203
0
1
0
0
SVP - Expl., Development & EHS
Common Stock, $.01 Par Value
2021-09-01
4
M
0
16104
A
81210
D
Common Stock, $.01 Par Value
2021-09-01
4
F
0
4655
19.10
D
76555
D
Common Stock, $.01 Par Value
2021-09-01
4
M
0
5521
A
43692
I
By Spouse
Common Stock, $.01 Par Value
2021-09-01
4
F
0
1596
19.10
D
42096
I
By Spouse
On September 1, 2021, the Compensation Committee of the Board of Directors of the Issuer determined that 16,104 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2018, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2021.
On September 1, 2021, the Compensation Committee of the Board of Directors of the Issuer determined that 5,521 shares of the Issuer's common stock had been earned by the Reporting Person's spouse under the terms of a grant of PSUs, based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person's spouse on July 1, 2018, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2021.
The Reporting Person's spouse is also employed by the Issuer and is eligible to receive grants of performance share units.
Andrew T. Fiske (Attorney-in-Fact)
2021-09-03