0000893538-20-000106.txt : 20200706
0000893538-20-000106.hdr.sgml : 20200706
20200706191021
ACCESSION NUMBER: 0000893538-20-000106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200701
FILED AS OF DATE: 20200706
DATE AS OF CHANGE: 20200706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knott Kenneth J.
CENTRAL INDEX KEY: 0001442846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31539
FILM NUMBER: 201014785
MAIL ADDRESS:
STREET 1: 1776 LINCOLN STREET
STREET 2: SUITE 700
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SM Energy Co
CENTRAL INDEX KEY: 0000893538
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 410518430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-861-8140
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO
DATE OF NAME CHANGE: 19940228
4
1
wf-form4_159407700588840.xml
FORM 4
X0306
4
2020-07-01
0
0000893538
SM Energy Co
SM
0001442846
Knott Kenneth J.
1775 SHERMAN STREET
SUITE 1200
DENVER
CO
80203
0
1
0
0
SVP - Bus Dev & Land
Common Stock, $.01 Par Value
2020-06-30
5
J
0
E
2224
3.19
A
56362
D
Common Stock, $.01 Par Value
2020-07-01
4
M
0
2017
A
58379
D
Common Stock, $.01 Par Value
2020-07-01
4
F
0
492
3.75
D
57887
D
Common Stock, $.01 Par Value
2020-07-01
4
M
0
1460
A
59347
D
Common Stock, $.01 Par Value
2020-07-01
4
F
0
356
3.75
D
58991
D
Common Stock, $.01 Par Value
2020-07-01
4
M
0
4007
A
62998
D
Common Stock, $.01 Par Value
2020-07-01
4
F
0
976
3.75
D
62022
D
Common Stock, $.01 Par Value
2020-07-01
4
M
0
17025
A
79047
D
Common Stock, $.01 Par Value
2020-07-01
4
F
0
4146
3.75
D
74901
D
Restricted Stock Units
2020-07-01
4
M
0
2017
D
Common Stock, $.01 Par Value
2017.0
0
D
Restricted Stock Units
2020-07-01
4
M
0
1460
D
Common Stock, $.01 Par Value
1460.0
1460
D
Restricted Stock Units
2020-07-01
4
M
0
4007
D
Common Stock, $.01 Par Value
4007.0
8015
D
The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.
Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 17,025 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.
Andrew T. Fiske (Attorney-in-Fact)
2020-07-06
EX-24
2
a2019-09x18knottpoaforsec.txt
KNOTT POA (2019)
INSIDER TRADING POLICY
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of A.
Wade Pursell, David W. Copeland and Andrew T. Fiske the
undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3,
4 and 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules
thereunder;
(2) do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable to
complete the execution of any such Form 3, 4 or 5 and
the timely filing of such form with the United States
Securities and Exchange Commission and any other
authority; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by, the
undersigned.
The undersigned hereby grants to each such attorney-in-fact
full power and authority to do and perform all and every act and
thing whatsoever requisite, necessary and proper to be done in
the exercise of any of the rights and powers herein granted, as
fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution
or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-
fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934. This Power of Attorney hereby revokes all
prior existing Powers of Attorney executed by the undersigned
and related to Forms 3, 4 and 5 promulgated pursuant to Section
16(c) of the Securities Exchange Act of 1934. This Power of
Attorney can only be revoked by delivering a signed, original
Revocation of Power of Attorney to the attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power
of Attorney to be executed as of this 18th day of September,
2019.
/s/ Kenneth J. Knott