0000893538-18-000076.txt : 20180705 0000893538-18-000076.hdr.sgml : 20180705 20180705125820 ACCESSION NUMBER: 0000893538-18-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottoson Javan D CENTRAL INDEX KEY: 0001359693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 18940163 MAIL ADDRESS: STREET 1: ST. MARY LAND & EXPLORATION COMPANY STREET 2: 1776 LINCOLN STREET, SUITE 700 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 4 1 wf-form4_153080988502011.xml FORM 4 X0306 4 2018-07-02 0 0000893538 SM Energy Co SM 0001359693 Ottoson Javan D 1775 SHERMAN STREET SUITE 1200 DENVER CO 80203 1 1 0 0 President & CEO Common Stock; $.01 Par Value 2018-06-29 5 J 0 E 1118 18.768 A 157969 D Common Stock; $.01 Par Value 2018-07-02 4 M 0 5719 A 163688 D Common Stock; $.01 Par Value 2018-07-02 4 F 0 2516 25.69 D 161172 D Common Stock; $.01 Par Value 2018-07-02 4 M 0 7716 A 168888 D Common Stock; $.01 Par Value 2018-07-02 4 F 0 3394 25.69 D 165494 D Common Stock; $.01 Par Value 2018-07-02 4 M 0 25206 A 190700 D Common Stock; $.01 Par Value 2018-07-02 4 F 0 11086 25.69 D 179614 D Restricted Stock Units 2018-07-02 4 M 0 5719 D Common Stock 5719.0 0 D Restricted Stock Units 2018-07-02 4 M 0 7716 D Common Stock 7716.0 7716 D Restricted Stock Units 2018-07-02 4 M 0 25206 D Common Stock 25206.0 50414 D The reporting person purchased 1,118 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Karin M. Writer (Attorney-In-Fact) 2018-07-05