0000893538-16-000166.txt : 20160706
0000893538-16-000166.hdr.sgml : 20160706
20160706182402
ACCESSION NUMBER: 0000893538-16-000166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160706
DATE AS OF CHANGE: 20160706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SM Energy Co
CENTRAL INDEX KEY: 0000893538
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 410518430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-861-8140
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO
DATE OF NAME CHANGE: 19940228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knott Kenneth J.
CENTRAL INDEX KEY: 0001442846
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31539
FILM NUMBER: 161755036
MAIL ADDRESS:
STREET 1: 1776 LINCOLN STREET
STREET 2: SUITE 700
CITY: DENVER
STATE: CO
ZIP: 80203
4
1
wf-form4_146784382843600.xml
FORM 4
X0306
4
2016-07-01
0
0000893538
SM Energy Co
SM
0001442846
Knott Kenneth J.
1775 SHERMAN STREET
SUITE 1200
DENVER
CO
80203
0
1
0
0
SVP-Bus Dv & Land & Asst Sec
Common Stock: $.01 Par Value
2015-12-31
5
J
0
E
67
16.711
A
41503
D
Common Stock: $.01 Par Value
2016-06-30
5
J
0
E
1047
16.711
A
42550
D
Common Stock: $.01 Par Value
2016-07-01
4
M
0
445
A
42995
D
Common Stock: $.01 Par Value
2016-07-01
4
F
0
122
27
D
42873
D
Common Stock: $.01 Par Value
2016-07-01
4
M
0
340
A
43213
D
Common Stock: $.01 Par Value
2016-07-01
4
F
0
93
27
D
43120
D
Common Stock: $.01 Par Value
2016-07-01
4
M
0
571
A
43691
D
Common Stock: $.01 Par Value
2016-07-01
4
F
0
157
27
D
43534
D
Common Stock: $.01 Par Value
2016-07-01
4
M
0
749
A
44283
D
Common Stock: $.01 Par Value
2016-07-01
4
F
0
205
27
D
44078
D
Restricted Stock Units
2016-07-01
4
M
0
445
D
Common Stock
445.0
0
D
Restricted Stock Units
2016-07-01
4
M
0
340
D
Common Stock
340.0
341
D
Restricted Stock Units
2016-07-01
4
M
0
571
D
Common Stock
571.0
1144
D
The reporting person purchased 67 shares of the issuer's common stock on December 31, 2015, through the issuer's Employee Stock Purchase Plan.
The reporting person purchased 1,047 shares of the issuer's common stock on June 30, 2016, through the issuer's Employee Stock Purchase Plan.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2014. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2015. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
On July 1, 2016, the Compensation Committee of the Board of Directors of the issuer determined that 749 shares of the issuer's common stock had been earned by the reporting person under the terms of a grant of performance share units (the "PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the issuer's common stock. The PSUs were granted to the reporting person on July 1, 2013, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs vested on July 1, 2016.
Karin M. Writer (Attorney-In-Fact)
2016-07-06