8-K 1 form8-k052416.htm 8-K Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)
May 24, 2016

SM Energy Company
(Exact name of registrant as specified in its charter)



Delaware
001-31539
41-0518430
(State or other jurisdiction
(Commission
(I.R.S. Employer
of incorporation)
File Number)
Identification No.)


1775 Sherman Street, Suite 1200, Denver, Colorado
(Address of principal executive offices)
80203
(Zip Code)


Registrant’s telephone number, including area code: (303) 861-8140


Not applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

[_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))









Item 5.07
Submission of Matters to a Vote of Security Holders.

On May 24, 2016, SM Energy Company (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders elected all of the incumbent directors that stood for reelection, and approved the three additional proposals described below. Each director was elected by a majority vote. The directors elected and the final vote tabulation for each director were as follows:
Director
For
Against
Abstain
Non-Votes
Larry W. Bickle
52,866,708
233,116
45,648
9,320,822
Stephen R. Brand
52,882,934
216,988
45,550
9,320,822
Loren M. Leiker
53,043,493
56,409
45,570
9,320,822
Javan D. Ottoson
52,967,516
132,306
45,650
9,320,822
Ramiro G. Peru
52,859,962
236,535
48,975
9,320,822
Julio M. Quintana
52,851,656
252,341
41,475
9,320,822
Rose M. Robeson
53,029,589
70,423
45,460
9,320,822
William D. Sullivan
52,965,861
134,076
45,535
9,320,822
The Company’s stockholders approved the proposal to ratify the appointment by the Company’s Audit Committee of Ernst & Young LLP, as the Company’s independent registered public accounting firm for 2016. The final vote tabulation for that proposal was as follows:
For
62,099,789

Against
271,568

Abstain
94,937

The Company’s stockholders approved, by a non-binding advisory vote, the proposal regarding the compensation of the Company’s named executive officers. The final vote tabulation for that proposal was as follows:
For
52,326,050

Against
708,743

Abstain
110,679

Non-Votes
9,320,822

The Company’s stockholders approved the proposal regarding the amendment of the Company’s Equity Incentive Plan. The final vote tabulation for that proposal was as follows:
For
35,948,599

Against
17,123,211

Abstain
73,662

Non-Votes
9,320,822









Item 7.01    Regulation FD Disclosure
In accordance with General Instruction B.2. of Form 8-K, the following information, including Exhibit 99.1, shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information and Exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
On May 26, 2016, the Company issued a press release announcing participation in upcoming investor conferences and the planned posting of related presentation materials. A copy of the press release is furnished as Exhibit 99.1 to this report and is incorporated by reference herein.

Item 9.01    Financial Statements and Exhibits.
 (d) Exhibits.
Exhibit Number
 
Description
99.1
 
Press release of the Company dated May 26, 2016, entitled “SM Energy Announces Participation in Upcoming Investor Conferences”

















































SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
SM ENERGY COMPANY
 
 
 
 
 
 
 
 
 
 
Date:
May 26, 2016
 
By:
/s/ David W. Copeland
 
 
 
 
David W. Copeland
 
 
 
 
Executive Vice President, General Counsel and Corporate Secretary