-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CuQI5xpsCfsOnseMhUikwNiL1eDcE1x1UGxhWk15J9Mv+41n3lFsE4Ktl27DUVYy x1bTxXFNKeEcKjx5/3DNlw== 0000893538-06-000134.txt : 20060602 0000893538-06-000134.hdr.sgml : 20060602 20060602130530 ACCESSION NUMBER: 0000893538-06-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060531 FILED AS OF DATE: 20060602 DATE AS OF CHANGE: 20060602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ST MARY LAND & EXPLORATION CO CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN ST STE 700 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLERSTEIN MARK A CENTRAL INDEX KEY: 0001198283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 06882369 MAIL ADDRESS: STREET 1: 1776 LINCOLN ST STREET 2: STE 700 CITY: DENVER STATE: CO ZIP: 80202 4 1 hellerstein31may06form4_ex.xml X0202 4 2006-05-31 0 0000893538 ST MARY LAND & EXPLORATION CO SM 0001198283 HELLERSTEIN MARK A 1776 LINCOLN ST STE 700 DENVER CO 80203 1 1 0 0 President, CEO, and Chairman Common Stock; $.01 Par Value 2006-05-31 4 M 0 36180 16.6563 A 127649 D Common Stock; $.01 Par Value 2006-05-31 4 M 0 21766 7.965 A 149415 D Common Stock; $.01 Par Value 2006-05-31 4 M 0 21766 10.595 A 171181 D Common Stock; $.01 Par Value 2006-05-31 4 M 0 21764 10.855 A 192945 D Common Stock; $.01 Par Value 2006-05-31 4 M 0 15024 11.58 A 207969 D Common Stock; $.01 Par Value 2006-05-31 4 S 0 116500 39 D 91469 D Common Stock; $.01 Par Value 2006-06-01 4 M 0 2000 12.5 A 93469 D Common Stock; $.01 Par Value 2006-06-01 4 M 0 22628 12.525 A 116097 D Common Stock; $.01 Par Value 2006-06-01 4 M 0 22628 13.65 A 138725 D Common Stock; $.01 Par Value 2006-06-01 4 M 0 15173 13.39 A 153898 D Common Stock; $.01 Par Value 2006-06-01 4 M 0 15173 14.25 A 169071 D Common Stock; $.01 Par Value 2006-06-01 4 M 0 22398 11.58 A 191469 D Common Stock; $.01 Par Value 2006-06-01 4 S 0 100000 38.6689 D 91469 D Common Stock; $.01 Par Value 2006-06-01 4 M 0 90102 11.58 A 181571 D Common Stock; $.01 Par Value 2006-06-01 4 S 0 90102 39.001 D 91469 D Common Stock; $.01 Par Value 2006-06-02 4 M 0 12500 11.58 A 103969 D Common Stock; $.01 Par Value 2006-06-02 4 S 0 12500 39.2462 D 91469 D Stock Option (Right-to-Buy) 16.6563 2006-05-31 4 M 0 36180 0 D 2010-12-31 Common Stock 36180 0 D Stock Option (Right-to-Buy) 7.965 2006-05-31 4 M 0 21766 0 D 2011-09-30 Common Stock 21766 0 D Stock Option (Right-to-Buy) 10.595 2006-05-31 4 M 0 21766 0 D 2011-12-31 Common Stock 21766 0 D Stock Option (Right-to-Buy) 10.855 2006-05-31 4 M 0 21764 0 D 2012-03-31 Common Stock 21764 0 D Stock Option (Right-to-Buy) 11.58 2006-05-31 4 M 0 15024 0 D 2012-06-01 Common Stock 15024 0 D Stock Option (Right-to-Buy) 12.5 2006-06-01 4 M 0 2000 0 D 2012-12-31 Common Stock 2000 0 D Stock Option (Right-to-Buy) 12.525 2006-06-01 4 M 0 22628 0 D 2013-03-31 Common Stock 22628 0 D Stock Option (Right-to-Buy) 13.65 2006-06-01 4 M 0 22628 0 D 2013-06-30 Common Stock 22628 0 D Stock Option (Right-to-Buy) 13.39 2006-06-01 4 M 0 15173 0 D 2013-10-22 Common Stock 15173 0 D Stock Option (Right-to-Buy) 14.25 2006-06-01 4 M 0 15173 0 D 2013-12-31 Common Stock 15173 0 D Stock Option (Right-to-Buy) 11.58 2006-06-01 4 M 0 22398 0 D 2012-06-01 Common Stock 22398 102602 D Stock Option (Right-to-Buy) 11.58 2006-06-01 4 M 0 90102 0 D 2012-06-01 Common Stock 90102 12500 D Stock Option (Right-to-Buy) 11.58 2006-06-02 4 M 0 12500 0 D 2012-06-01 Common Stock 12500 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Hellerstein on May 8, 2006. The stock option vested in four equal installments on December 31, 2000, 2001, 2002, and 2003. The stock option vested in four equal installments on September 30, 2001, 2002, 2003, and 2004. The stock option vested in four equal installments on December 31, 2001, 2002, 2003, and 2004. The stock option vested in four equal installments on March 31, 2002, 2003, 2004, and 2005. The total option grant vests as follows: 50,000 shares on June 1, 2002, 50,000 shares on June 1, 2003, 75,000 shares on June 1, 2004, 75,000 shares on June 1, 2005, 125,000 shares on June 1, 2006, and 125,000 shares on June 1, 2007. The stock option vested in four equal installments on December 31, 2002, 2003, 2004, and 2005. The stock option vested in four equal installments on March 31, 2003, 2004, 2005, and 2006. The stock option vested in four equal installments on June 30, 2003, 2004, 2005, and 2006. The stock option vested in four equal installments on October 22, 2003, 2004, 2005, and 2006. The stock option vested in four equal installments on December 31, 2003, 2004, 2005, and 2006. /s/ Karin M. Writer (Attorney-in-Fact) 2006-06-02 -----END PRIVACY-ENHANCED MESSAGE-----