-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bd3u1qSBkbJoqnZVsO8iCfakVsKrlzHL3Ez+92DXnyJ92G6lHbeTelOVziN8vu7c j4ihEws0pbA1NtGhaNyPcQ== 0000950170-00-000256.txt : 20000221 0000950170-00-000256.hdr.sgml : 20000221 ACCESSION NUMBER: 0000950170-00-000256 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20000218 GROUP MEMBERS: FROST PHILLIP MD ET AL GROUP MEMBERS: FROST-NEVADA CORPORATION GROUP MEMBERS: FROST-NEVADA, LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONSORTIUM G DINA GROUP INC CENTRAL INDEX KEY: 0000893188 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46225 FILM NUMBER: 549308 BUSINESS ADDRESS: STREET 1: DOMICILIO CONOCIDO COREDOR INDUSTRIAL CITY: 43990 CD SHAGUN HIDA STATE: O5 BUSINESS PHONE: 5253250927 MAIL ADDRESS: STREET 1: TLACOQUEMECATL B #41 STREET 2: COL. DEL VALLE CITY: MEXICO ZIP: 03100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL CENTRAL INDEX KEY: 0000898860 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 BUSINESS PHONE: 3055756001 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CONSORTIUM G DINA GROUP, INC. (CONSORCIO G GRUPO DINA, S.A. DE C.V.) -------------------------------------- (Name of Issuer) SERIES L AMERICAN DEPOSITORY SHARES ------------------------------------------- (Title of Class of Securities) 210306-20-5 ----------- (Cusip Number) DECEMBER 31, 1999 --------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 - -------------------------- -------------------------- CUSIP NO. 210306-20-5 13G PAGE 2 - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON PHILLIP FROST, M.D. SS# ###-##-#### - -------------------------------------------------------------------------------- 2 Check the appropriate Box if a Member of a Group (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFI- ----------------------------------------------------- CIALLY 6 SHARED VOTING POWER OWNED BY 1,726,703 EACH ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,726,703 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,726,703 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - -------------------------- -------------------------- CUSIP NO. 210306-20-5 13G PAGE 3 - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FROST-NEVADA, LIMITED PARTNERSHIP IRS I.D. #59-2749083 - -------------------------------------------------------------------------------- 2 Check the appropriate Box if a Member of a Group (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFI- ----------------------------------------------------- CIALLY 6 SHARED VOTING POWER OWNED BY 1,726,703 EACH ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,726,703 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,726,703 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - -------------------------- -------------------------- CUSIP NO. 210306-20-5 13G PAGE 4 - -------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FROST-NEVADA CORPORATION IRS I.D. #59-274-9057 - -------------------------------------------------------------------------------- 2 Check the appropriate Box if a Member of a Group (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFI- ----------------------------------------------------- CIALLY 6 SHARED VOTING POWER OWNED BY 1,726,703 EACH ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,726,703 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,726,703 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- ITEM 1. (a) NAME OF ISSUER: Consorcio G Grupo Dina, S.A. de C.V. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: Tlacoquemecatl 41 Colonia Del Valle 03100 Mexico D.F., Mexico ITEM 2. (a) NAME OF PERSONS FILING: Phillip Frost, M.D. ("Frost") Frost Nevada Limited Partnership ("FNLP") Frost Nevada Corporation ("FNC") (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the principal office of Frost is: 4400 Biscayne Boulevard Miami, Florida 33137 The address of the principal office of FNLP is: 3500 Lakeside Court, Suite 200 Reno, Nevada 89509 The address of the principal office of FNC is: 3500 Lakeside Court, Suite 200 Reno, Nevada 89509 (c) CITIZENSHIP: Frost is a United States citizen FNLP is a limited partnership organized in the state of Nevada FNC is a Nevada corporation (d) TITLE OF CLASS OF SECURITIES: Series L American Depository Shares (e) CUSIP NUMBER: 210306-20-5 Page 5 ITEM 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance withss.240.13d-1(b)(1)(ii)(G). ITEM 4. OWNERSHIP: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owed: 1,726,703* (b) Percent of class: 12.7%* (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct vote: 1,726,703* (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 1,726,703* - ---------------------------- * Based on 13,556,422 Series L American Depository Shares outstanding as of December 31, 1998, as reported on the Issuer's Annual Report on Form 20-F for the year ended December 31, 1998 as filed with the Securities and Exchange Commission on June 30, 1999. These Shares are owned of record by one or more of such Reporting Persons. As the sole limited partner of FNLP and the sole shareholder of FNC, the general partner of FNLP, Dr. Frost may be deemed a beneficial owner of the Shares. Record Page 6 ownership of the Shares may be transferred from time to time among any or all of Dr. Frost, FNLP and FNC. Accordingly, solely for purposes of reporting beneficial ownership of the Shares pursuant to section 13(d) under the Securities Exchange Act of 1934, as amended, each of Dr. Frost, FNLP and FNC will be deemed to be the beneficial owner of Shares held by any of them. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |_| . ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable. ITEM 10. CERTIFICATION: By signing below the undersigned certify that, to the best of the undersigned's knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 SIGNATURES After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. /S/ PHILLIP FROST, M.D. ----------------------------------------- Date: February 17, 2000 Phillip Frost, M.D. FROST-NEVADA, LIMITED PARTNERSHIP * ----------------------------------------- Date: February 17, 2000 David Moskowitz President of Frost-Nevada Corporation, General Partner FROST-NEVADA CORPORATION * ----------------------------------------- Date: February 17, 2000 David Moskowitz President *By /S/ PHILLIP FROST, M.D. ------------------------------- Phillip Frost, M.D. (Attorney-in-fact pursuant to Power of Attorney) Page 8 EXHIBIT INDEX EXHIBIT DESCRIPTION - ------- ----------- 1 Joint Filing Agreement. 2 Description of transactions in the Issuer's Series L American Depository Shares by Phillip Frost, M.D. EX-1 2 EXHIBIT 1 The undersigned hereby agree that this Schedule 13G filed by us with respect to the Series L American Depository Shares of Consorcio G Grupo Dina, S.A. de C.V. is filed on behalf of each of us. /S/ PHILLIP FROST, M.D. -------------------------------------------- Date: February 17, 2000 Phillip Frost, M.D. FROST-NEVADA, LIMITED PARTNERSHIP * -------------------------------------------- Date: February 17, 2000 David Moskowitz President of Frost-Nevada Corporation, General Partner FROST-NEVADA CORPORATION * -------------------------------------------- Date: February 17, 2000 David Moskowitz President *By /S/ PHILLIP FROST, M.D. ------------------------------- Phillip Frost, M.D. (Attorney-in-fact pursuant to Power of Attorney) EX-2 3 EXHIBIT 2 Set forth below is a summary of acquisitions of beneficial ownership in the Series L American Depository Shares of the Issuer (each such share representing four shares of the Series L Stock of the Issuer) by Phillip Frost, M.D., effected from January 4, 1999 through the date of this Schedule 13G. NUMBER OF SHARES NUMBER OF SHARES DATE PURCHASED SOLD PRICE PER SHARE ---- ---------------- ---------------- --------------- 1/04/99 11,200 $0.9375 2/18/99 7,500 $0.75 3/03/99 10,000 $0.6875 4/21/99 3,000 $0.625 4/28/99 11,000 $0.625 5/20/99 30,000 $0.5625 8/04/99 5,000 $0.6875 12/06/99 53,000 $0.625 12/08/99 5,000 $0.4688 -----END PRIVACY-ENHANCED MESSAGE-----