-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KvVay/zAmg++jaUnwVXmQtfXRkt0y2rtdfN4C5pdUBlhfd1gpwpFWOwFDGz+rJzj GlQAZxBEz0geEjQ35KT9GA== 0001134535-01-500003.txt : 20020411 0001134535-01-500003.hdr.sgml : 20020411 ACCESSION NUMBER: 0001134535-01-500003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VENTANA MEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0000893160 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 942976937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20931 FILM NUMBER: 1792424 BUSINESS ADDRESS: STREET 1: 3865 N BUSINESS CENTER DRIVE CITY: TUCSON STATE: AZ ZIP: 85705 BUSINESS PHONE: 5208872155 MAIL ADDRESS: STREET 1: 3865 N BUSINESS CENTER DR CITY: TUCSON STATE: AZ ZIP: 85705 COMPANY DATA: COMPANY CONFORMED NAME: SCHULER JACK W CENTRAL INDEX KEY: 0001021412 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 1910 INNOVATION WAY CITY: TUCSON STATE: AZ ZIP: 85737 BUSINESS PHONE: 8479401700 MAIL ADDRESS: STREET 1: 1910 INNOVATION WAY CITY: TUCSON STATE: AZ ZIP: 85737 4/A 1 jssep.txt FORM 4A JACK SCHULER SEPTEMBER 2001 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16 (a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30 (f) of the Investment Company Act of 1940 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1 (b). 1. Name and Address of Reporting Person Schuler Jack (Last) (First) (Middle) c/o Ventana Medical Systems, Inc., 3865 N. Business Center Dr. (Street) Tucson AZ 85737 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Ventana Medical Systems, Inc. (VMSI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month / Year 5. If Amendment, Date of Original (Month/Year) September, 2001 6. Relationship of Reporting Person to Issuer (Check all applicable) __X__Director _____ 10% Owner ____Officer (give title below) _____Other (specify below) 7. Individual or Joint/Group Filing (Check applicable line) __X____Form filed by One Reporting Person ______Form filed by More than One reporting person TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially owned 1. Title of Security (Instr. 3) a. Common Stock b. Common Stock c. Common Stock d. Common Stock e. Common Stock f. Common Stock g. Common Stock h. Common Stock i. Common Stock j. Common Stock k. Common Stock 2. Transaction Date (Month/Day/Year) a. 09/18/01 b. 09/18/01 c. 09/18/01 d. 09/19/01 e. 09/20/01 f. 09/21/01 g. 09/24/01 h. 09/25/01 i. 09/26/01 j. 09/27/01 k. 09/28/01 3. Transaction Code (Instr. 8) a.-k. P 4. Securities Acquired (A) or Disposed of (D) (Instr. 3,4 and 5) Amount a. 5,000 b. 1,000 c. 4,000 d. 3,550 e. 2,050 f. 2,050 g. 2,150 h. 2,500 i. 5,000 j. 10,000 k. 2,500 (A) or (D) a. - k. A Price a. 23.036 b. 23.25 c. 23.10 d. 20.9142 e. 21.115 f. 21.104 g. 21.123 h. 21.28 i. 20.64 j. 19.7667 k. 20.00 5. Amount of Securities Beneficially owned at end of month (Instr. 3 &4) k. 876,721 6. Ownership Form: Direct (D) or Indirect (I) a.-k. D 7. Nature of Indirect Beneficial ownership (Instr. 4) Footnote: Reminder: Report on a separate line for each class of securities beneficially Owned directly or indirectly TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 7. Title and Amount of underlying Securities (Instr. 3 &4) Title Amount or Number of Shares 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficialyy owned at end of month 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial ownership (Instr. 4) Explanation of Response: /s/ Jack Schuler 11/14/2001 **Signature of Reporting Person Date Mark Nechita for Jack Schuler by Power Of Attorney **Intentional misstatements or omissions of facts consitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----