-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BpXyd5yr8sIu2FiIFQe/1Cn8BiESLPGdz9BkXbCxiKIVNx5jjyTwsJs83AxOg9ze 1YTe4fphhtxR5IMNe0RmuQ== 0001021412-07-000001.txt : 20070111 0001021412-07-000001.hdr.sgml : 20070111 20070111182906 ACCESSION NUMBER: 0001021412-07-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061219 FILED AS OF DATE: 20070111 DATE AS OF CHANGE: 20070111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULER JACK W CENTRAL INDEX KEY: 0001021412 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20931 FILM NUMBER: 07526741 BUSINESS ADDRESS: BUSINESS PHONE: 8479401700 MAIL ADDRESS: STREET 1: 1910 INNOVATION WAY CITY: TUCSON STATE: AZ ZIP: 85737 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VENTANA MEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0000893160 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 942976937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1910 INNOVATION PARK DRIVE CITY: TUCSON STATE: AZ ZIP: 85755 BUSINESS PHONE: 800-227-2155 MAIL ADDRESS: STREET 1: 1910 INNOVATION PARK DRIVE CITY: TUCSON STATE: AZ ZIP: 85755 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2006-12-19 2006-12-21 0 0000893160 VENTANA MEDICAL SYSTEMS INC vmsi 0001021412 SCHULER JACK W 1910 INNOVATION PARK DRIVE TUCSON AZ 85755 1 0 0 0 Common Stock 2006-12-19 4 M 0 60000 6.313 A 2263350 D Common Stock 2006-12-19 4 M 0 54000 6.313 A 2317350 D Common Stock 2006-12-19 4 M 0 15000 8.938 A 2332350 D Common Stock 2006-12-19 4 F 0 20182 42.3 D 2312168 D Common Stock 2006-12-20 4 M 0 15000 8.938 A 2327168 D Common Stock 2006-12-20 4 F 0 3160 42.42 D 2324008 D Common Stock 12500 I By Spouse Common Stock 441074 I By Trust Stock Options (Right to Buy) 6.313 2006-12-19 4 M 0 60000 6.313 D 2007-11-13 Common Stock 60000 0 D Stock Options (Right to Buy) 6.313 2006-12-19 4 M 0 54000 6.313 D 2007-11-13 Common Stock 54000 0 D Stock Options (Right to Buy) 8.938 2006-12-19 4 M 0 15000 8.938 D 2009-01-26 Common Stock 15000 75000 D Stock OPtions (Right to Buy) 8.938 2006-12-20 4 M 0 15000 8.938 D 2009-01-26 Common Stock 15000 60000 D Stock Options venst in 24 monthly installments commencing on February 26, 1998 with full vesting on February 26, 2000 Stock Options vest in 12 monthly installments commencing on February 26, 1999 with full vesting on February 26, 2000. Previously report of shares did not reflect 2 for 1 stock split in March 2005. The correct post slit balances should be 2,263,350 direct stock, 12,500 indirect stock by spouse, and 441,074 indirect stock by trust. Nicholas Malden as Attorney in Fact for Jack Schuler 2007-01-11 -----END PRIVACY-ENHANCED MESSAGE-----