-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U+5XdSkbb4534N0gX2yb2FO+ucAjXVK6QOGcIV/tkWNALFtf79owIIi6H/jynub6 7mXRZbRgOJbe6c4SmqcgWg== 0001196513-02-000029.txt : 20021210 0001196513-02-000029.hdr.sgml : 20021210 20021210144638 ACCESSION NUMBER: 0001196513-02-000029 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021210 FILED AS OF DATE: 20021210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST CENTRAL INDEX KEY: 0000892960 IRS NUMBER: 046716832 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07274 FILM NUMBER: 02853447 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GORMAN STEPHEN A CENTRAL INDEX KEY: 0001196513 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: PUTNAM LLC STREET 2: P O SQUARE L5 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921104 3 1 gorpmn.txt FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden of Hours per response: 0.5 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person(s): Stephen A. Gorman Putnam, LLC One Post Office Square Boston, Massachusetts 2. Date of Event Requiring Statement: 12/10/2002 [correcting form] 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary): 4. Issuer Name and Ticker or Trading Symbol: Putnam New York Investment Grade Municipal Trust [PMN] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable): ( ) Director ( ) 10% Owner ( x) Officer (give officer title below) ( ) Other (specify below) Managing Director of Putnam, LLC 6. If Amendment, Date of Original: Month/Day/Year 7. Individual or Joint/Group Filing (Check applicable line): (x) Form filed by One ( ) Form filed by More than One Reporting Person Reporting Person Table I: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3): Closed-end fund: Putnam New York Investment Grade Municipal Trust 2. Amount of Securities Beneficially Owned (Instr. 4): N/A 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5): 4. Nature of Indirect Beneficial Ownership (Instr. 5) (Page 1 of 2 Pages) Table II: Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4): N/A 2. Date Exercisable and Expiration Date (Month/Day/Year): Date Exercisable: Expiration Date: 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4): Title: Amount or Number of Shares: 4. Conversion or Exercise Price of Derivative Security: 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5): 6. Nature of Indirect Beneficial Ownership (Instr. 5): Explanation of Responses: - ----------------------------------------------------- Signed on behalf of the above Officer pursuant to the attached Confirming Statement. By: Andrew J. Hachey Vice President Putnam Investments Legal and Compliance Department Date: December 10, 2002 (Page 2 of 2 Pages) EX-99.14 OTH CONSENT 3 gorsign.txt CONFIRMING STATEMENT Confirming Statement I, as Reporting Person of Putnam Investment Management, LLC and/or Putnam, LLC, the Issuer's Investment Adviser and Indirect Parent Holding Company, respectively, hereby authorize and designate each and every Managing Director, Senior Vice President and Vice President in the Putnam Investments Legal and Compliance Department to file SEC Exchange Act Forms 3, 4 or 5 on my behalf until further notice in electronic format pursuant to Rule 101(b)(4) of Regulation S-T. - --------------------------- /s/ Stephen A. Gorman -----END PRIVACY-ENHANCED MESSAGE-----