-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LkAovH3GiX6slSh3Y1XuYvCkCnAVPtteAZ58+u99l1aF1LAg0ol/XldBq7+haLdf 2FhkRdtm+S8X6hLSFjhk0w== 0001196509-03-000009.txt : 20030117 0001196509-03-000009.hdr.sgml : 20030117 20030117100847 ACCESSION NUMBER: 0001196509-03-000009 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030115 FILED AS OF DATE: 20030117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST CENTRAL INDEX KEY: 0000892960 IRS NUMBER: 046716832 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07274 FILM NUMBER: 03517088 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: COTNER C BETH CENTRAL INDEX KEY: 0001196509 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: PUTNAM LLC STREET 2: P O SQUARE L5 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921104 5 1 hoffpmn.txt FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 ( x ) Check box if no longer subject to OMB APPROVAL Section 16. Form 4 or Form 5 obligations OMB Number: 3235-0287 may continue. See Instruction 1(b) Estimated average burden ( )Form 3 Holdings Reported of Hours per response:0.5 ( )Form 4 Transactions Reported ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person: C. Beth Cotner Putnam, LLC One Post Office Square Boston, Massachusetts 02109 2. Issuer Name and Ticker or Trading Symbol: Putnam New York Investment Grade Municipal Trust [PMN] 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary): 4. Statement for Month/Day/Year: January 15, 2003 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person(s) to Issuer (Check all applicable): ( ) Director ( ) 10% Owner (x ) Officer (give officer title below) ( ) Other (specify below) Managing Director of Putnam, LLC 7. Individual or Joint/Group Filing (Check applicable line): (x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person If the form is filed by more than one reporting person, see Instruction 4(b)(v) Table I: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3): N/A 2. Transaction Date: Month/Day/Year 3. Transaction Code (Instr. 8): Code: V: 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5): Amount: (A) or (D): Price: (Page 1 of Two Pages) 5. Amount of Securities Beneficially Owned At End of Issuer's Fiscal Year (Instr. 3 and 4): 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4): 7. Nature of Indirect Beneficial Ownership (Instr. 4) Table II: Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3): N/A 2. Conversion or Exercise Price of Derivative Security: 3. Transaction Date: Month/Day/Year: 4. Transaction Code (Instr. 8): Code: V: 5. Number of Derivative Securities Acquired (A) or Disposed of(D) (Instr. 3, 4 and 5): (A) or (D): 6. Date Exercisable and Expiration Date (Month/Day/Year): Date Exercisable: Expiration Date: 7. Title and Amount of Underlying Securities (Instr. 3 and 4): Title: Amount or Number of Shares: 8. Price of Derivative Security (Instr. 5): 9. Number of Derivative Securities Beneficially Owned at End of Year (Instr. 4): 10.Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4): 11.Nature of Indirect Beneficial Ownership (Instr. 4): Explanation of Responses, if any: - --------------------------------------------------------------------- Signed on behalf of the above Officer pursuant to the attached Confirming Statement. By: Andrew J. Hachey Vice President Putnam Investments Legal and Compliance Department Date: January 17, 2003 (Page 2 of 2 Pages) EX-99.14 OTH CONSENT 3 sign.txt CONFIRMING STATEMENT Confirming Statement I, as Reporting Person of Putnam Investment Management, LLC and/or Putnam, LLC, the Issuer's Investment Adviser and Indirect Parent Holding Company, respectively, hereby authorize and designate each and every Managing Director, Senior Vice President and Vice President in the Putnam Investments Legal and Compliance Department to file SEC Exchange Act Forms 3, 4 or 5 on my behalf until further notice in electronic format pursuant to Rule 101(b)(4) of Regulation S-T. - --------------------------- /s/ C. Beth Cotner -----END PRIVACY-ENHANCED MESSAGE-----