-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGt50+DOK3MGgZnC8AZo8ekSQDMx0p7qV8cWcQ3ebgILvaDatMvWPT2ekHbe3451 MKUvCRu7JmSMrFk4GRHjLA== 0001048703-07-000059.txt : 20070308 0001048703-07-000059.hdr.sgml : 20070308 20070308161119 ACCESSION NUMBER: 0001048703-07-000059 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST CENTRAL INDEX KEY: 0000892960 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046716832 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07274 FILM NUMBER: 07681094 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER NAME: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 3/A 2007-02-28 2007-03-02 0 0000892960 PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST PMN 0001048703 Karpus Management, Inc. 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 0 1 See Table 1,Item 2,Footnote 1 Putnam New York Investment Grade Municipal Trust 2350 D The original Form 3 was filed in error. Karpus Management, Inc., d/b/a Karpus Investment Management ("KIM") is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. All of the PMN common shares reported in KIM's initial Form 3 (except for 2,350 shares owned directly by KIM) are owned by KIM's clients in separate accounts which are managed by KIM in the ordinary course of KIM's business. None of such shares were acquired or are being held with the purpose or effect of changing or influencing control of the issuer or engaging in any arrangement subject to SEC Rule 13d-3(b). At no time has KIM been a "beneficial owner"-as the term "beneficial owner" is defined in SEC Rule 16a-1(a)(1)(v) and SEC Rule 16a-1(a)(2)-of an amount of PMN common shares which equals or exceeds 10% of the outstanding shares of PMN. KIM is not a "ten percent holder" subject to the reporting requirements of Section 16(a) of the Securities Exchange Act of 1934. Cody B. Bartlett Jr. 2007-03-08 -----END PRIVACY-ENHANCED MESSAGE-----