-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQiJH7GMGVQ1LtmCmabMenx0/ZXdR6dNjxElrdBOmQCLlTvnmBcqE4jNiLW7CMCh iCrTExorbccE9GsgQ1fN5A== 0000869392-07-000079.txt : 20070627 0000869392-07-000079.hdr.sgml : 20070627 20070627162150 ACCESSION NUMBER: 0000869392-07-000079 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20070430 FILED AS OF DATE: 20070627 DATE AS OF CHANGE: 20070627 EFFECTIVENESS DATE: 20070627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST CENTRAL INDEX KEY: 0000892960 IRS NUMBER: 046716832 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-07274 FILM NUMBER: 07944027 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 NSAR-B 1 answer.fil PAGE 1 000 B000000 04/30/2007 000 C000000 0000892960 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM NEW YORK INVESTMENT GRADE MUNI TRUST 001 B000000 811-7274 001 C000000 6172921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC. 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 012 A000001 PUTNAM INVESTOR SERVICES 012 B000001 84-401299 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02110 015 A000001 PUTNAM FIDUCIARY TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA PAGE 2 015 C030001 02109 015 E010001 X 015 A000002 STATE STREET BANK AND TRUST COMPANY 015 B000002 C 015 C010002 BOSTON 015 C020002 MA 015 C030002 02111 015 E010002 X 015 A000003 BOSTON SAFE DEPOSIT AND TRUST COMPANY 015 B000003 S 015 C010003 PITTSBURGH 015 C020003 PA 015 C030003 15258 015 E010003 X 015 A000004 JPMORGAN CHASE BANK 015 B000004 S 015 C010004 NEW YORK 015 C020004 NY 015 C030004 10017 015 E010004 X 015 A000005 DELETE 015 A000006 DELETE 015 A000007 DELETE 018 000000 Y 019 A000000 Y 019 B000000 105 019 C000000 PUTNAMFUND 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 FIDELITY CAPITAL MARKETS 022 B000001 04-2785576 022 C000001 0 022 D000001 2650 022 A000002 BANK OF AMERICA CORP. 022 B000002 94-1687665 022 C000002 1211 022 D000002 1075 022 A000003 JPMORGAN CHASE & CO. 022 B000003 13-3224016 022 C000003 0 022 D000003 2139 022 A000004 LEHMAN BROTHERS, INC. PAGE 3 022 B000004 13-2518466 022 C000004 400 022 D000004 1494 022 A000005 FIRST ALBANY CORP. 022 B000005 14-1391446 022 C000005 1051 022 D000005 764 022 A000006 BEAR STEARNS & CO. 022 B000006 13-3604093 022 C000006 1031 022 D000006 267 022 A000007 CITIGROUP GLOBAL MARKETS HOLDINGS, INC. 022 B000007 11-2418191 022 C000007 1260 022 D000007 0 022 A000008 SOUTHWEST SECURITIES 022 B000008 75-1382137 022 C000008 53 022 D000008 1086 022 A000009 STONE & YOUNGBERG, LLC 022 B000009 94-1052545 022 C000009 0 022 D000009 1078 022 A000010 THE MUNICENTER 022 B000010 06-1585655 022 C000010 1068 022 D000010 0 023 C000000 6960 023 D000000 12210 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 Y 026 G020000 Y 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 PAGE 4 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.550 048 A010000 0 PAGE 5 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 N 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y 054 N000000 N 054 O000000 N 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 N 060 B000000 N 061 000000 0 062 A000000 Y PAGE 6 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 2.4 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 99.3 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 5.2 064 A000000 Y 064 B000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 Y 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 N 070 M010000 Y PAGE 7 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 Y 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 6727 071 B000000 15830 071 C000000 46255 071 D000000 15 072 A000000 12 072 B000000 2243 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 263 072 G000000 17 072 H000000 0 072 I000000 19 072 J000000 -3 072 K000000 5 072 L000000 26 072 M000000 27 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 100 072 S000000 216 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 85 072 X000000 755 072 Y000000 26 072 Z000000 1514 072AA000000 622 072BB000000 0 072CC010000 149 072CC020000 0 072DD010000 1468 072DD020000 0 072EE000000 0 073 A010000 0.5284 073 A020000 0.0000 073 B000000 0.0000 PAGE 8 073 C000000 0.1300 074 A000000 5952 074 B000000 0 074 C000000 900 074 D000000 37606 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 3258 074 K000000 0 074 L000000 658 074 M000000 0 074 N000000 48374 074 O000000 0 074 P000000 92 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 432 074 S000000 10000 074 T000000 37850 074 U010000 2776 074 U020000 0 074 V010000 13.64 074 V020000 0.00 074 W000000 0.0000 074 X000000 175 074 Y000000 36 075 A000000 0 075 B000000 37996 076 000000 13.47 077 A000000 Y 077 B000000 Y 077 L000000 Y 077 Q030000 Y 078 000000 N 080 A000000 NATL UNION FIRE/ACE AMER/GREAT AMER/FID & DEP 080 B000000 FEDERAL INSURANCE COMPANY 080 C000000 80000 081 A000000 Y 081 B000000 104 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y PAGE 9 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 5 086 B020000 66 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON 087 A020000 746921105 087 A030000 PMN 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE JANET C. SMITH TITLE PRINC. ACCT. OFFICER EX-99 2 acctpro77l185.txt 77L 185 Putnam New York Investment Grade Municipal Trust 4/30/07 Annual New accounting pronouncement In June 2006, the Financial Accounting Standards Board (FASB) issued Interpretation No. 48, Accounting for Uncertainty in Income Taxes (the Interpretation). The Interpretation prescribes a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken by a filer in the filers tax return. The Interpretation will become effective for fiscal years beginning after December 15, 2006 but will also apply to tax positions reflected in the funds financial statements as of that date. No determination has been made whether the adoption of the Interpretation will require the fund to make any adjustments to its net assets or have any other effect on the funds financial statements. The effects of implementing this pronouncement, if any, will be noted in the funds next semiannual financial statements. In September 2006, the FASB issued Statement of Financial Accounting Standards No. 157, Fair Value Measurements (the Standard). The Standard defines fair value, sets out a framework for measuring fair value and requires additional disclosures about fair value measurements. The Standard applies to fair value measurements already required or permitted by existing standards. The Standard is effective for financial statements issued for fiscal years beginning after November 15, 2007 and interim periods within those fiscal years. Putnam Management is currently evaluating what impact the adoption of the Standard will have on the funds financial statements. EX-99 3 auditletter185.txt PricewaterhouseCoope rs LLP 125 High Street Boston, MA 021101707 Telephone (617) 530 5000 Facsimile (617) 530 5001 www.pwc.com Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of Putnam New York Investment Grade Municipal Trust: In planning and performing our audit of the financial statements of Putnam New York Investment Grade Municipal Trust (the Fund) as of and for the year ended April 30, 2007, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form NSAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A funds internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Such internal control over financial reporting includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a funds assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the funds ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the funds annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a control deficiency, or combination of control deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls for safeguarding securities,that we consider to be material weaknesses as defined above as of April 30, 2007. This report is intended solely for the information and use of management and the Board of Trustees of Putnam New York Investment Grade Municipal Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP June 14, 2007 1 2 EX-99 4 nsa77q85b185.txt Additional Information About Errors and Omissions Policy Item 85B While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. -----END PRIVACY-ENHANCED MESSAGE-----