-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UnmwqPBQb3a1HRVXWEXVxA9zglScFJ+UsiAht0GR7bUbl764/bTxwNuto/dPdgJ2 jezY5cjb8OxynUscs49YGQ== 0000869392-06-000360.txt : 20061228 0000869392-06-000360.hdr.sgml : 20061228 20061228150044 ACCESSION NUMBER: 0000869392-06-000360 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20061228 DATE AS OF CHANGE: 20061228 EFFECTIVENESS DATE: 20061228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST CENTRAL INDEX KEY: 0000892960 IRS NUMBER: 046716832 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07274 FILM NUMBER: 061302615 BUSINESS ADDRESS: STREET 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AMER/GREAT AMER/FID & DEP 080 B000000 FEDERAL INSURANCE COMPANY 080 C000000 80000 081 A000000 Y 081 B000000 106 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON 087 A020000 746921105 087 A030000 PMN 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE MICHAEL T. HEALY TITLE PRINC. ACCT. OFFICER EX-99 2 acctpro77l185.txt 77L 185 Putnam New York Investment Grade Municipal Trust 10/31/06 Semi Annual New accounting pronouncement In June 2006, the Financial Accounting Standards Board (FASB) issued Interpretation No. 48, Accounting for Uncertainty in Income Taxes (the Interpretation). The Interpretation prescribes a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken by a filer in the filers tax return. The Interpretation will become effective for fiscal years beginning after December 15, 2006 but will also apply to tax positions reflected in the funds financial statements as of that date. No determination has been made whether the adoption of the Interpretation will require the fund to make any adjustments to its net assets or have any other effect on the funds financial statements. In September 2006, the FASB issued Statement of Financial Accounting Standards No. 157, Fair Value Measurements (the Standard). The Standard defines fair value, sets out a framework for measuring fair value and requires additional disclosures about fair value measurements. The Standard applies to fair value measurements already required or permitted by existing standards. The Standard is effective for financial statements issued for fiscal years beginning after November 15, 2007 and interim periods within those fiscal years. Putnam Management is currently evaluating what impact the adoption of the Standard will have on the funds financial statements. EX-99 3 legal77e185.txt 77e. Regulatory matters and litigation Putnam Management has entered into agreements with the Securities and Exchange Commission and the Massachusetts Securities Division settling charges connected with excessive short term trading by Putnam employees and, in the case of the charges brought by the Massachusetts Securities Division, by participants in some Putnam administered 401(k) plans. Pursuant to these settlement agreements, Putnam Management will pay a total of $193.5 million in penalties and restitution, with $153.5 million being paid to certain open end funds and their shareholders. The amount will be allocated to shareholders and funds pursuant to a plan developed by an independent consultant, and will be paid following approval of the plan by the SEC and the Massachusetts Securities Division. The Securities and Exchange Commissions and Massachusetts Securities Divisions allegations and related matters also serve as the general basis for numerous lawsuits, including purported class action lawsuits filed against Putnam Management and certain related parties, including certain Putnam funds. Putnam Management will bear any costs incurred by Putnam funds in connection with these lawsuits. Putnam Management believes that the likelihood that the pending private lawsuits and purported class action lawsuits will have a material adverse financial impact on the fund is remote, and the pending actions are not likely to materially affect its ability to provide investment management services to its clients, including the Putnam funds. Putnam Management and Putnam Retail Management are named as defendants in a civil suit in which the plaintiffs allege that the management and distribution fees paid by certain Putnam funds were excessive and seek recovery under the Investment Company Act of 1940. Putnam Management and Putnam Retail Management have contested the plaintiffs claims and the matter is currently pending in the U.S. District Court for the District of Massachusetts. Based on currently available information, Putnam Management believes that this action is without merit and that it is unlikely to have a material effect on Putnam Managements and Putnam Retail Managements ability to provide services to their clients, including the fund. EX-99 4 nsar77q3item85b185.txt Additional Information About Errors and Omissions Policy Item 85B While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of certain costs related to actions involving claims of market timing activity in certain Putnam Funds have been submitted by the investment manager of the Registrant/Series. EX-99 5 shareholdervotes77c185.txt 77c. Shareholder meeting results (Unaudited) The annual meeting of shareholders was held on October 30, 2006. At the meeting, each of the nominees for Trustees was elected, as follows: Common and preferred shares Votes for Votes withheld Jameson A. Baxter 2,113,330 436,065 Charles B. Curtis 2,113,330 436,065 Myra R. Drucker 2,112,640 436,755 Charles E. Haldeman, Jr. 2,110,530 438,865 Paul L. Joskow 2,113,330 436,065 Elizabeth T. Kennan 2,112,640 436,755 George Putnam, III 2,107,482 441,913 W. Thomas Stephens 2,113,330 436,065 Richard B. Worley 2,113,330 436,065 Preferred shares Votes for Votes withheld John A. Hill 200 0 Robert E. Patterson 200 0 All tabulations rounded to the nearest whole number. A shareholder proposal requesting the Trustees to take the steps necessary to merge the fund into Putnam New York Tax Exempt Income Fund, an open-end fund, or otherwise to permit shareholders to realize the net asset value of their shares was not voted on at the October 30, 2006 meeting. -----END PRIVACY-ENHANCED MESSAGE-----