-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VN0gLcI60BCQHu6E1EAffhAQSO8TtxO2Fbt2B84gWTjLDivBuhWEBJfLhTYVm8Qx TSjHhIZ1Y2imf3efC10xkw== 0000766524-02-000252.txt : 20020415 0000766524-02-000252.hdr.sgml : 20020415 ACCESSION NUMBER: 0000766524-02-000252 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020401 FILED AS OF DATE: 20020405 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST CENTRAL INDEX KEY: 0000892960 IRS NUMBER: 046716832 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07274 FILM NUMBER: 02602934 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM LLC CENTRAL INDEX KEY: 0000766524 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 364488942 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQU CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM INVESTMENTS INC DATE OF NAME CHANGE: 19930512 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM INVESTMENTS LLC DATE OF NAME CHANGE: 20010503 3 1 newyork.txt FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden of Hours per response: 0.5 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person(s): Richard Block, Robert Bloemker, David Hamlin Jeffrey Knight, Andrew Matteis, James Prusko Putnam, LLC One Post Office Square Boston, Massachusetts 2. Date of Event Requiring Statement: 4/1/2002 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary): 4. Issuer Name and Ticker or Trading Symbol: Putnam New York Investment Grade Municipal Trust [PMN] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable): ( ) Director ( ) 10% Owner ( ) Officer (give officer title below) ( x ) Other (specify below) Managing Director of Issuer's Investment Adviser 6. If Amendment, Date of Original: Month/Day/Year 7. Individual or Joint/Group Filing (Check applicable line): ( ) Form filed by One ( x ) Form filed by More than One Reporting Person Reporting Person Table I: Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3): Closed-end fund: Putnam New York Investment Grade Municipal Trust 2. Amount of Securities Beneficially Owned (Instr. 4): N/A 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5): 4. Nature of Indirect Beneficial Ownership (Instr. 5) (Page 1 of 2 Pages) Table II: Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4): N/A 2. Date Exercisable and Expiration Date (Month/Day/Year): Date Exercisable: Expiration Date: 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4): Title: Amount or Number of Shares: 4. Conversion or Exercise Price of Derivative Security: 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5): 6. Nature of Indirect Beneficial Ownership (Instr. 5): Explanation of Responses: CONFIRMING STATEMENT We, the Officers listed above, as Reporting Persons of Putnam Investment Management, LLC and Putnam, LLC, the Issuer's Investment Adviser and Indirect Parent Company, respectively, hereby authorize and designate Andrew J. Hachey, Vice President of Putnam, LLC to sign and file this Form and any future Forms 3 on our behalf until further notice. This Form is permitted to be submitted to the Commission in electronic format at the option of the Reporting Person, pursuant to Rule 101(b)(4) of Regulation S-T. PUTNAM INVESTMENTS, LLC /s/ Andrew J. Hachey - - - - - - - - - - - - - - - - - - - - Vice President Date: April 5, 2002 (Page 2 of 2 Pages) -----END PRIVACY-ENHANCED MESSAGE-----