0000921895-16-003705.txt : 20160314 0000921895-16-003705.hdr.sgml : 20160314 20160314171825 ACCESSION NUMBER: 0000921895-16-003705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SL INDUSTRIES INC CENTRAL INDEX KEY: 0000089270 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 210682685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 FELLOWSHIP ROAD STREET 2: SUITE A114 CITY: MT LAUREL STATE: NJ ZIP: 08054 BUSINESS PHONE: 8567271500 MAIL ADDRESS: STREET 1: 520 FELLOWSHIP ROAD STREET 2: SUITE A114 CITY: MT LAUREL STATE: NJ ZIP: 08054 FORMER COMPANY: FORMER CONFORMED NAME: SGL INDUSTRIES INC DATE OF NAME CHANGE: 19841008 FORMER COMPANY: FORMER CONFORMED NAME: GL INDUSTRIES INC DATE OF NAME CHANGE: 19710111 FORMER COMPANY: FORMER CONFORMED NAME: GL ELECTRONICS CO INC DATE OF NAME CHANGE: 19670928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Belardi Louis J CENTRAL INDEX KEY: 0001500333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04987 FILM NUMBER: 161504776 MAIL ADDRESS: STREET 1: 520 FELLOWSHIP ROAD STREET 2: SUITE A114 CITY: MT. LAUREL STATE: NJ ZIP: 08054 4 1 form405380003a_03142016.xml OWNERSHIP DOCUMENT X0306 4 2016-03-10 0 0000089270 SL INDUSTRIES INC SLI 0001500333 Belardi Louis J 520 FELLOWSHIP ROAD SUITE A114 MT. LAUREL NJ 08054 0 1 0 0 CFO, Secretary and Treasurer Common Stock 2016-03-10 4 M 0 1998 A 1998 D Restricted Stock Units 2016-03-10 4 M 0 1998 0 D Common Stock 1998 0 D Restricted Stock Units 2016-03-10 4 A 0 2273 0 A Common Stock 2273 2273 D Each restricted stock unit represents a right to receive, at settlement, one share of SLI common stock. This transaction represents the settlement of restricted stock units in shares of common stock upon the satisfaction of specified performance targets. On March 5, 2013, the reporting person was granted 3,944 restricted stock units. As to this grant, a portion of the restricted stock units vested upon the satisfaction of specified performance targets determined prior to March 15, 2016, based upon the audited financial statements for 2013 through 2015, and the unvested portion of the restricted stock units were forfeited. The restricted stock units, or a portion thereof, vest upon the satisfaction of specified performance targets, to be determined by March 15, 2019, based upon the audited financial statements for 2016 through 2018, subject to the conditions and requirements in the restricted stock unit grant letter. /s/ Louis Belardi 2016-03-14