-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULXASNmxb4Yo2x2ALY7ZqFa/3h5Xeo7G8J6GWO/1YiwivBAvoKAybHuuatqCIUka VjlbyBqmFmpMz0HMRcfwKw== 0000897101-99-000349.txt : 19990403 0000897101-99-000349.hdr.sgml : 19990403 ACCESSION NUMBER: 0000897101-99-000349 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXX INC/NV/ CENTRAL INDEX KEY: 0000089261 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 880325271 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-31449 FILM NUMBER: 99586083 BUSINESS ADDRESS: STREET 1: 3900 PARADISE ROAD SUITE 109 CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027378811 MAIL ADDRESS: STREET 1: 3900 PARADISE RD STREET 2: SUITE 109 CITY: LAS VEGAS STATE: NV ZIP: 89109 FORMER COMPANY: FORMER CONFORMED NAME: SFM CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN WILLIAM HENRY CENTRAL INDEX KEY: 0001068694 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P O BOX 113 CITY: WASHINGTON STATE: IL ZIP: 61571 BUSINESS PHONE: 2124601932 MAIL ADDRESS: STREET 1: P O BOX 113 CITY: WASHINGTON STATE: IL ZIP: 61571 SC 13D/A 1 OMB Approval ------------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response....................14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* EXX INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock Par Value, $.01 Per Share, Class B - -------------------------------------------------------------------------------- (Title of Class of Securities) 269283308 - -------------------------------------------------------------------------------- (CUSIP Number) William Henry Allen P.O. Box 113 Washington, Illinois 61571 (309) 444-2620 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 19, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13 G to report the acquisition that is the subjection of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CUSIP No. 269283308 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). William Henry Allen - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) N/A - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization US Citizen - -------------------------------------------------------------------------------- 7. Sole Voting Power 40,600 -------------------------------------------------------------- Number of 8. Shared Voting Power -0- Shares Bene- -------------------------------------------------------------- ficially by Owned by Each 9. Sole Dispositive Power 40,600 Reporting -------------------------------------------------------------- Person With 10. Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 40,600 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) N/A - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.26% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN ----------------------------------------------------------------------- ----------------------------------------------------------------------- ----------------------------------------------------------------------- ----------------------------------------------------------------------- 1 ITEM 1. SECURITY AND ISSUER This Statement relates to the common stock, Class B $.01 par value per share (the "Shares") of EXX Inc., a Nevada corporation (the "Company"). The address of the principal executive office of the Company is 1350 East Flamingo Road, Suite 689, Las Vegas, Nevada. ITEM 2. IDENTITY AND BACKGROUND (a) The name of the reporting person is William Henry Allen. (b) Mr. Allen resides at 1911 Canterbury Court, Apt. F, Washington, Illinois 61571. (c) Mr. Allen's principal occupation is timber broker, Allen Timber Products Co., 1911 Canterbury Court, Apt. F, Washington, Illinois 61571. (d) During the last five years, Mr. Allen has not been convicted in a criminal proceeding (excluding traffic violations or similar violations). (e) During the last five years, Mr. Allen has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. (f) Mr. Allen is a United States citizen. ITEM 3. SOURCE AND AMOUNT OF FUNDS AND OTHER CONSIDERATION The acquisition of an additional 7,900 Shares since his previous filing which required this filing results from a purchase using the personal assets of the Reporting Person. ITEM 4. PURPOSE OF THE TRANSACTION Mr. Allen has acquired additional Shares for purposes of investment only. Mr. Allen may, in the future, seek a position on the board of the corporation, or seek to have representation on the Board of the Corporation. Mr. Allen, dependent upon the condition of the market and valuation of the shares of the corporation, may increase or decrease his position in this stock. Mr. Allen has no intention of engaging in any conduct which would: (b) Constitute an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; (c) Cause a sale or transfer of material amount of assets of the issuer or any of its subsidiaries; (e) Constitute a material change in the present capitalization or dividend policy of the issuer; 2 (f) Constitute any material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by Section 13 of the Investment Company Act of 1940; (g) Create any change in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; (h) Or cause a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) Cause a class of equities securities of the issuer to become eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Take any action similar to any of those enumerated above. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) Mr. Allen beneficially owns 40,600 Shares or approximately 6.26%. (b) Mr. Allen has both the sole power to vote or direct to vote and to dispose or direct to dispose of the 40,600 Shares. (c) Mr. Allen has made the following open market purchases of Shares within the past 60 days: Date # of Shares Price Per Share ---- ----------- --------------- January 11, 1999 1,000 2.228 January 27, 1999 1,000 1.978 March 19, 1999 600 2.187 All transactions were completed by Birchtree Financial Services, Inc., 920 Main, Suite 216, Kansas City, MO 64105. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Not applicable. 3 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and correct. Date: ------------------------- -------------------------------------------- Signature William Henry Allen -------------------------------------------- Name/Title 4 -----END PRIVACY-ENHANCED MESSAGE-----