Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon Corporation |
b. Street 1 | 225 Liberty Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286 |
g. Telephone number (including country code if foreign) | 212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Accounts and records required to be maintained under Rule 31a 1 of the 1940 Act with respect to journals of receipts and deliveries of securities and receipts and disbursements of cash are maintained at the offices of the Registrants subcustodian |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Cutler Investment Counsel, LLC |
b. Street 1 | 525 Bigham Knoll |
Street 2 | |
c. City | Jacksonville |
d. State, if applicable |
OREGON
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 97530 |
g. Telephone number (including country code if foreign) | 541-770-9000 |
h. Briefly describe the books and records kept at this location:
| Accounts and records required to be maintained under Rule 31a 1 of the 1940 Act are maintained at the offices of Cutler Investment Counsel LLC the Registrants investment adviser |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Distributors LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution services |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Solutions, LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Accounts and records required to be maintained by Section 31a 1 of the 1940 Act and the Rules thereunder are maintained at the offices of Ultimus Fund Solutions LLC |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | US Bank, N.A. |
b. Street 1 | 425 Walnut Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202 |
g. Telephone number (including country code if foreign) | 513-632-4872 |
h. Briefly describe the books and records kept at this location:
| Accounts and records required to be maintained under Rule 31a 1 of the 1940 Act with respect to journals of receipts and deliveries of securities and receipts and disbursements of cash are maintained at the offices of the Registrants custodian |
Director Record:
1 |
a. Full Name | Edward T. Alter, CPA |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Matthew C. Patten |
b. CRD number, if any | 002762796 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | MIchael E Burrill Jr |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Robert F. Turner |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Principal underwriter Record:
1 |
i. Full name | Ultimus Fund Distributors, LLC |
ii. SEC file number (e.g., 8-) | 8-52643 |
iii. CRD number | 000104177 |
iv. LEI, if any | |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?
|
Yes
No
|
Principal underwriter Record:
2 |
i. Full name | Ultimus Fund Distributors, LLC |
ii. SEC file number (e.g., 8-) | 8-52643 |
iii. CRD number | 000104177 |
iv. LEI, if any | |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?
|
Yes
No
|
b. Have any principal underwriters been hired or terminated during the reporting period?
|
Yes
No
|