0001209191-17-002360.txt : 20170105 0001209191-17-002360.hdr.sgml : 20170105 20170105183634 ACCESSION NUMBER: 0001209191-17-002360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170104 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 BUSINESS PHONE: 4407531490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook Mary C. CENTRAL INDEX KEY: 0001672019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 17512360 MAIL ADDRESS: STREET 1: 1 INFINITY CORPORATE CENTRE DRIVE CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-04 0 0000892553 CHART INDUSTRIES INC GTLS 0001672019 Cook Mary C. ONE INFINITY CORPORATE CENTRE DRIVE GARFIELD HEIGHTS OH 44125 0 1 0 0 CAO and Controller Common stock, par value $0.01 per share 2017-01-04 4 F 0 292 38.14 D 4483 D Stock Option (Right to Buy) 25.13 2026-05-03 Common Stock 6050 6050 D Stock Option (Right to Buy) 36.93 2027-01-03 Common Stock 3680 3680 D The reporting person surrendered 292 shares upon the vesting of 753 restricted share units, which is one-third (1/3) of the reporting person's January 4, 2016 restricted share unit award, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3. 1,100, 1,507 and 337 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. No transaction is being reported on this line. Reported on a previously filed Form 4. These options were granted on May 3, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. Amount adjusted to account for an administrative error in the previously filed Form 4, which resulted in the over-reporting of the reporting person's January 3, 2017 stock option award by 180 shares. /s/ Mary C. Cook, by Arthur C. Hall III, her attorney-in-fact pursuant to Power of Attorney dated April 14, 2016 on file with the Commission. 2017-01-05