0001209191-17-002360.txt : 20170105
0001209191-17-002360.hdr.sgml : 20170105
20170105183634
ACCESSION NUMBER: 0001209191-17-002360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170104
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHART INDUSTRIES INC
CENTRAL INDEX KEY: 0000892553
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443]
IRS NUMBER: 341712937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
BUSINESS PHONE: 4407531490
MAIL ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cook Mary C.
CENTRAL INDEX KEY: 0001672019
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11442
FILM NUMBER: 17512360
MAIL ADDRESS:
STREET 1: 1 INFINITY CORPORATE CENTRE DRIVE
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-04
0
0000892553
CHART INDUSTRIES INC
GTLS
0001672019
Cook Mary C.
ONE INFINITY CORPORATE CENTRE DRIVE
GARFIELD HEIGHTS
OH
44125
0
1
0
0
CAO and Controller
Common stock, par value $0.01 per share
2017-01-04
4
F
0
292
38.14
D
4483
D
Stock Option (Right to Buy)
25.13
2026-05-03
Common Stock
6050
6050
D
Stock Option (Right to Buy)
36.93
2027-01-03
Common Stock
3680
3680
D
The reporting person surrendered 292 shares upon the vesting of 753 restricted share units, which is one-third (1/3) of the reporting person's January 4, 2016 restricted share unit award, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
1,100, 1,507 and 337 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
No transaction is being reported on this line. Reported on a previously filed Form 4.
These options were granted on May 3, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
Amount adjusted to account for an administrative error in the previously filed Form 4, which resulted in the over-reporting of the reporting person's January 3, 2017 stock option award by 180 shares.
/s/ Mary C. Cook, by Arthur C. Hall III, her attorney-in-fact pursuant to Power of Attorney dated April 14, 2016 on file with the Commission.
2017-01-05