0001209191-17-002355.txt : 20170105
0001209191-17-002355.hdr.sgml : 20170105
20170105183257
ACCESSION NUMBER: 0001209191-17-002355
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHART INDUSTRIES INC
CENTRAL INDEX KEY: 0000892553
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443]
IRS NUMBER: 341712937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
BUSINESS PHONE: 4407531490
MAIL ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLFE ROBERT H
CENTRAL INDEX KEY: 0001224937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11442
FILM NUMBER: 17512348
MAIL ADDRESS:
STREET 1: ONE CB&I PLAZA
STREET 2: 2103 RESEARCH FOREST DRIVE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-03
0
0000892553
CHART INDUSTRIES INC
GTLS
0001224937
WOLFE ROBERT H
ONE INFINITY CORPORATE CENTRE DRIVE
GARFIELD HEIGHTS
OH
44125
0
1
0
0
V.P., General Counsel and Sec.
Common Stock, par value $0.01 per share
2017-01-03
4
A
0
4690
0.00
A
9039
D
Common Stock, par value $0.01 per share
2017-01-03
4
F
0
253
36.93
D
8786
D
Common Stock, par value $0.01 per share
2017-01-04
4
F
0
96
38.14
D
8690
D
Stock Option (Right to Buy)
45.46
2021-05-25
Common Stock
1125
1125
D
Stock Option (Right to Buy)
55.93
2022-01-03
Common Stock
840
840
D
Stock Option (Right to Buy)
68.21
2023-01-02
Common Stock
893
893
D
Stock Option (Right to Buy)
93.34
2024-01-02
Common Stock
900
900
D
Stock Option (Right to Buy)
34.27
2025-01-02
Common Stock
2070
2070
D
Stock Option (Right to Buy)
17.72
2026-01-04
Common Stock
4510
4510
D
Stock Option (Right to Buy)
36.93
2017-01-03
4
A
0
14140
0.00
A
2027-01-03
Common Stock
14140
14140
D
These restricted share units were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
4,690, 1,376 and 276 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
The reporting person surrendered 253 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3.
4,437, 1,376 and 276 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
The reporting person surrendered 96 shares upon the vesting of 382 restricted share units, which is one-third (1/3) of the reporting person's January 4, 2016 restricted share unit award, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
4,437, 994 and 276 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
No transaction is being reported on this line.
These options were granted on May 25, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
/s/ Robert H. Wolfe, by Arthur C. Hall III, his attorney-in-fact pursuant to Power of Attorney dated November 4, 2016 on file with the Commission.
2017-01-05