0001209191-16-145009.txt : 20161005 0001209191-16-145009.hdr.sgml : 20161005 20161005164359 ACCESSION NUMBER: 0001209191-16-145009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161005 DATE AS OF CHANGE: 20161005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 BUSINESS PHONE: 4407531490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN W DOUGLAS CENTRAL INDEX KEY: 0001220019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 161922969 MAIL ADDRESS: STREET 1: 7201 HAMILTON BLVD CITY: ALLENTOWN STATE: PA ZIP: 181951501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-03 0 0000892553 CHART INDUSTRIES INC GTLS 0001220019 BROWN W DOUGLAS C/O CHART INDUSTRIES, INC. ONE INFINITY CORPORATE CENTRE DRIVE GARFIELD HEIGHTS OH 44125 1 0 0 0 Common stock, par value $0.01 per share 2016-10-03 4 A 0 750 0.00 A 13765 D These securities were granted on October 3, 2016 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and deferred under the stock award agreement until a future date. Includes 8,286 shares which have been deferred. 717 and 7,569 of the deferred shares herein were granted by the Issuer under the Amended and Restated Chart Industries, Inc. 2005 Stock Incentive Plan and the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, respectively. /s/ W. Douglas Brown, by Matthew J. Klaben, his attorney-in-fact pursuant to Power of Attorney dated May 20, 2008 on file with the Commission 2016-10-05