0001209191-16-135510.txt : 20160804
0001209191-16-135510.hdr.sgml : 20160804
20160804164854
ACCESSION NUMBER: 0001209191-16-135510
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160802
FILED AS OF DATE: 20160804
DATE AS OF CHANGE: 20160804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHART INDUSTRIES INC
CENTRAL INDEX KEY: 0000892553
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443]
IRS NUMBER: 341712937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
BUSINESS PHONE: 4407531490
MAIL ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson William
CENTRAL INDEX KEY: 0001310250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11442
FILM NUMBER: 161808141
MAIL ADDRESS:
STREET 1: 3005 HIGHLAND PARKWAY
STREET 2: SUITE 200
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-02
0
0000892553
CHART INDUSTRIES INC
GTLS
0001310250
Johnson William
ONE INFINITY CORPORATE CENTRE DRIVE
GARFIELD HEIGHTS
OH
44125
0
1
0
0
President & COO
Common Stock, par value $0.01 per share
2016-08-02
4
A
0
19110
0.00
A
19110
D
Stock Option (Right to Buy)
28.93
2016-08-02
4
A
0
57610
0.00
A
2026-08-02
Common Stock
57610
57610
D
These restricted share units were granted on August 2, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on the first anniversary of the date of grant, and the remaining two-thirds (2/3) of the total number of shares will vest on the second anniversary of the date of grant, in each case subject to tax withholding requirements.
19,110 shares of the total amount beneficially owned were granted on August 2, 2016 pursuant to a restricted share unit agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
These options were granted on August 2, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on the first anniversary of the date of grant. The remaining three-fourths (3/4) of the total number of shares underlying the stock options will vest on the second anniversary of the date of grant.
/s/ William C. Johnson, by Matthew J. Klaben, his attorney-in-fact pursuant to Power of Attorney dated July 13, 2016 on file with the Commission
2016-08-04