0001209191-16-135510.txt : 20160804 0001209191-16-135510.hdr.sgml : 20160804 20160804164854 ACCESSION NUMBER: 0001209191-16-135510 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160802 FILED AS OF DATE: 20160804 DATE AS OF CHANGE: 20160804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 BUSINESS PHONE: 4407531490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson William CENTRAL INDEX KEY: 0001310250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 161808141 MAIL ADDRESS: STREET 1: 3005 HIGHLAND PARKWAY STREET 2: SUITE 200 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-02 0 0000892553 CHART INDUSTRIES INC GTLS 0001310250 Johnson William ONE INFINITY CORPORATE CENTRE DRIVE GARFIELD HEIGHTS OH 44125 0 1 0 0 President & COO Common Stock, par value $0.01 per share 2016-08-02 4 A 0 19110 0.00 A 19110 D Stock Option (Right to Buy) 28.93 2016-08-02 4 A 0 57610 0.00 A 2026-08-02 Common Stock 57610 57610 D These restricted share units were granted on August 2, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on the first anniversary of the date of grant, and the remaining two-thirds (2/3) of the total number of shares will vest on the second anniversary of the date of grant, in each case subject to tax withholding requirements. 19,110 shares of the total amount beneficially owned were granted on August 2, 2016 pursuant to a restricted share unit agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. These options were granted on August 2, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on the first anniversary of the date of grant. The remaining three-fourths (3/4) of the total number of shares underlying the stock options will vest on the second anniversary of the date of grant. /s/ William C. Johnson, by Matthew J. Klaben, his attorney-in-fact pursuant to Power of Attorney dated July 13, 2016 on file with the Commission 2016-08-04