0001209191-13-016918.txt : 20130315
0001209191-13-016918.hdr.sgml : 20130315
20130315165733
ACCESSION NUMBER: 0001209191-13-016918
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130314
FILED AS OF DATE: 20130315
DATE AS OF CHANGE: 20130315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webster Kenneth J
CENTRAL INDEX KEY: 0001428858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11442
FILM NUMBER: 13694864
MAIL ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHART INDUSTRIES INC
CENTRAL INDEX KEY: 0000892553
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443]
IRS NUMBER: 341712937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
BUSINESS PHONE: 4407531490
MAIL ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-03-14
0
0000892553
CHART INDUSTRIES INC
GTLS
0001428858
Webster Kenneth J
ONE INFINITY CORPORATE CENTRE DRIVE
GARFIELD HEIGHTS
OH
44125
0
1
0
0
Vice Pres., CAO and Controller
Common Stock, par value $0.01 per share
2013-03-14
4
M
0
840
11.00
A
6617
D
Common Stock, par value $0.01 per share
2013-03-14
4
S
0
840
82.42
D
5777
D
Common Stock, par value $0.01 per share
2013-03-14
4
M
0
1930
17.03
A
7707
D
Common Stock, par value $0.01 per share
2013-03-14
4
S
0
1930
82.42
D
5777
D
Stock Option (Right to Buy)
11.00
2013-03-14
4
M
0
840
0.00
D
2019-01-02
Common stock
840
0
D
Stock Option (Right to Buy)
17.03
2013-03-14
4
M
0
1930
0.00
D
2020-01-04
Common Stock
1930
965
D
Stock Option (Right to Buy)
36.45
2021-01-03
Common Stock
2590
2590
D
Stock Option (Right to Buy)
55.93
2022-01-03
Common Stock
1520
1520
D
Restricted Stock Unit
0.00
2015-01-03
Common Stock
630
630
D
Stock Option (Right to Buy)
68.21
2023-01-02
Common Stock
1310
1310
D
Restricted Stock Unit
0.00
2016-01-02
Common Stock
780
780
D
341 shares of the total amount beneficially owned were granted on January 3, 2011, pursuant to a restricted stock award agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $82.39 - $82.45. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 3, 2012 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 2, 2013 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
/s/ Kenneth J. Webster
2013-03-15