0001209191-12-002785.txt : 20120109
0001209191-12-002785.hdr.sgml : 20120109
20120109161656
ACCESSION NUMBER: 0001209191-12-002785
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120103
FILED AS OF DATE: 20120109
DATE AS OF CHANGE: 20120109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHART INDUSTRIES INC
CENTRAL INDEX KEY: 0000892553
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443]
IRS NUMBER: 341712937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
BUSINESS PHONE: 4407531490
MAIL ADDRESS:
STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE
STREET 2: SUITE 300
CITY: GARFIELD HEIGHTS
STATE: OH
ZIP: 44125-5370
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIEHL MICHAEL F
CENTRAL INDEX KEY: 0001082785
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11442
FILM NUMBER: 12517729
MAIL ADDRESS:
STREET 1: 5885 LANDBROOK DRIVE SUITE 205
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0304
4/A
2012-01-03
2012-01-05
0
0000892553
CHART INDUSTRIES INC
GTLS
0001082785
BIEHL MICHAEL F
ONE INFINITY CORPORATE CENTRE DRIVE
GARFIELD HEIGHTS
OH
44125
0
1
0
0
Executive VP, CFO & Treasurer
Common Stock, par value $0.01 per share
2012-01-03
4
F
0
342
55.93
D
8702
D
Common Stock, par value $0.01 per share
26000
I
By spouse as Trustee for the Eileen M. Biehl Declaration of Trust
Stock Option (Right to Buy)
30.95
2018-01-02
Common Stock
1625
1625
D
Stock Option (Right to Buy)
11.00
2019-01-02
Common stock
4875
4875
D
Stock Option (Right to Buy)
17.03
2020-01-04
Common Stock
8250
8250
D
Stock Option (Right to Buy)
36.45
2021-01-03
Common Stock
7240
7240
D
Stock Option (Right to Buy)
55.93
2012-01-03
4
A
0
5840
0.00
A
2022-01-03
Common Stock
5840
5840
D
Restricted Stock Unit
0.00
2012-01-03
4
A
0
2410
0.00
A
2015-01-03
Common Stock
2410
2410
D
The reporting person surrendered 342 shares upon vesting of 1/3 of the reporting person's January 3, 2011 restricted stock award, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
6,194 and 1,894 shares of the total amount beneficially owned were granted on February 22, 2010 and January 3, 2011, respectively, pursuant to restricted stock award agreements under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
The purpose of this amendment is to correct a clerical error that resulted in an incorrect direct share holding total of 8,072 shares for the reporting person on his original Form 4.
No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the benficial owner of these securities for purposes of Section 16 or for any other purpose.
These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These securities, which are referred to by the Company as Leveraged Restricted Share Units (LRSUs), were granted on January 3, 2012 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
/s/ Michael F. Biehl
2012-01-09