-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UNGRzqZk/rSH5/Ulw6hP1JJweIqbazE6hoo2a58XasFmF4ZTsKKEYgkhPKncvYOM 9+wb8NLYSAYoG3Rj8x+j2Q== 0001209191-09-013286.txt : 20090303 0001209191-09-013286.hdr.sgml : 20090303 20090303172833 ACCESSION NUMBER: 0001209191-09-013286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090303 FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klaben Matthew J CENTRAL INDEX KEY: 0001369000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 09652806 BUSINESS ADDRESS: BUSINESS PHONE: 440-544-1490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 BUSINESS PHONE: 4407531490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-03 0 0000892553 CHART INDUSTRIES INC GTLS 0001369000 Klaben Matthew J ONE INFINITY CORPORATE CENTRE DR. SUITE 300 GARFIELD HEIGHTS OH 44125 0 1 0 0 VP, General Counsel and Sec Common Stock, par value $0.01 per share 2009-03-03 4 P 0 4000 5.7965 A 14000 D Stock Option (Right to Buy) 12.16 2007-06-12 2016-03-29 Common Stock 28082 28082 D Stock Option (Right to Buy) 12.16 2016-03-29 Common Stock 34357 34357 D Stock Option (Right to Buy) 27.74 2017-08-02 Common Stock 2900 2900 D Stock Option (Right to Buy) 30.95 2018-01-02 Common Stock 3020 3020 D Stock Option (Right to Buy) 11.00 2019-01-02 Common Stock 5210 5210 D Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $5.7899 - $5.85. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. No transaction is being reported on this line. Reported on a previously filed Form 4. These options were granted on March 29, 2006 as performance options under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3 and became fully vested on June 12, 2007. These options were granted on March 29, 2006 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually in equal installments over five years based on continued service. These options were granted on August 2, 2007 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. These options were granted on January 2, 2008 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. These options were granted on January 2, 2009 pursuant to the terms of Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. /s/ Matthew J. Klaben, by Arthur C. Hall III, his attorney-in-fact pursuant to Power of Attorney dated June 29, 2006 on file with the Commission 2009-03-03 -----END PRIVACY-ENHANCED MESSAGE-----