-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F4sW3kOzUiDiCQ/dxvSZWv4xpZub23CMdeL3MXpP4DaZOiotkLqc04fvDuDQKkAM DWUPTgjFSKyInOlZM94w2A== 0001209191-07-037103.txt : 20070614 0001209191-07-037103.hdr.sgml : 20070614 20070614173315 ACCESSION NUMBER: 0001209191-07-037103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070612 FILED AS OF DATE: 20070614 DATE AS OF CHANGE: 20070614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 BUSINESS PHONE: 4407531490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS SAMUEL F CENTRAL INDEX KEY: 0001266362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 07920864 MAIL ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: STE 205 CITY: MEDINE STATE: OH ZIP: 44124 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-06-12 0 0000892553 CHART INDUSTRIES INC GTLS 0001266362 THOMAS SAMUEL F ONE INFINITY CORPORATE CENTRE DRIVE SUITE 300 GARFIELD HEIGHTS OH 44125 1 1 0 0 Chairman, CEO and President Common Stock 2007-06-12 4 S 0 120000 20.2406 D 195828 D Stock Option (Right to Buy) 6.50 2007-06-12 4 A 0 356876 0.00 A 2007-06-12 2015-11-23 Common Stock 356876 356876 D Reflects shares sold pursuant to an underwriting agreement dated June 6, 2007 in connection with a secondary offering of the Company's Common Stock. The sale of such shares closed on June 12, 2007. On November 23, 2005, the reporting person was granted a performance option under the Company's Amended and Restated 2005 Stock Incentive Plan to purchase 435,215 shares of Common Stock, in an exempt transaction under Rule 16b-3. A net return recognized by First Reserve Fund X L.P. with respect to its investment in the Company was met upon the June 12, 2007 closing of the Company's secondary stock offering, resulting in the vesting of the option as to 356,876 shares of Common Stock. /s/ Samuel F. Thomas, by Arthur C. Hall III, his attorney-in-fact pursuant to Power of Attorney dated June 29, 2006 on file with the Commission 2007-06-14 -----END PRIVACY-ENHANCED MESSAGE-----