-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ptcj4CD8e5r8ppoYI1tgVa7+dP0eVbbvQTdirZ9hs4kT67pLrSdrvFnsLx28vjD2 B6i6eau4uIr0BxLZ8Uwc8A== 0001209191-07-037095.txt : 20070614 0001209191-07-037095.hdr.sgml : 20070614 20070614172620 ACCESSION NUMBER: 0001209191-07-037095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070612 FILED AS OF DATE: 20070614 DATE AS OF CHANGE: 20070614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 BUSINESS PHONE: 4407531490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125-5370 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoppel James H JR CENTRAL INDEX KEY: 0001369041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 07920777 BUSINESS ADDRESS: BUSINESS PHONE: 440-753-1490 MAIL ADDRESS: STREET 1: ONE INFINITY CORPORATE CENTRE DRIVE STREET 2: SUITE 300 CITY: GARFIELD HEIGHTS STATE: OH ZIP: 44125 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-06-12 0 0000892553 CHART INDUSTRIES INC GTLS 0001369041 Hoppel James H JR ONE INFINITY CORPORATE CENTRE DR. SUITE 300 GARFIELD HEIGHTS OH 44125 0 1 0 0 Chief Accounting Officer Stock Option (Right to Buy) 6.50 2007-06-12 4 A 0 35690 0.00 A 2007-06-12 2015-11-23 Common Stock 35690 35690 D Stock Option (Right to Buy) 12.16 2007-06-12 4 A 0 4777 0.00 A 2007-06-12 2016-04-27 Common Stock 4777 4777 D On November 23, 2005, the reporting person was granted a performance option under the Company's Amended and Restated 2005 Stock Incentive Plan to purchase 43,525 shares of Common Stock, in an exempt transaction under Rule 16b-3. A net return recognized by First Reserve Fund X L.P. with respect to its investment in the Company was met upon the June 12, 2007 closing of a secondary offering of the Company's Common Stock, resulting in the vesting of the option as to 35,690 shares of Common Stock. On April 27, 2006, the reporting person was granted a performance option under the Company's Amended and Restated 2005 Stock Incentive Plan to purchase 5,826 shares of Common Stock, in an exempt transaction under Rule 16b-3. A net return recognized by First Reserve Fund X L.P. with respect to its investment in the Company was met upon the June 12, 2007 closing of a secondary offering of the Company's Common Stock, resulting in the vesting of the option as to 4,777 shares of Common Stock. /s/ James H. Hoppel, Jr., by Arthur C. Hall III, his attorney-in-fact pursuant to Power of Attorney dated June 29, 2006 on file with the Commission 2007-06-14 -----END PRIVACY-ENHANCED MESSAGE-----