-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQpVfibieCAT8qOe1I5msSFugDTbHahNX9OvkI4WWsctopfu5aG4gzMqF87PC6t2 ZBRw0lfkn1qsLM50WHXK2w== 0001209191-05-052983.txt : 20051019 0001209191-05-052983.hdr.sgml : 20051019 20051019184850 ACCESSION NUMBER: 0001209191-05-052983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051017 FILED AS OF DATE: 20051019 DATE AS OF CHANGE: 20051019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLMES ARTHUR S CENTRAL INDEX KEY: 0000900395 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051145996 BUSINESS ADDRESS: STREET 1: 35555 CURTIS BLVD CITY: EASTLAKE STATE: OH ZIP: 44059 BUSINESS PHONE: 2169462525 MAIL ADDRESS: STREET 1: 5885 LANDBROOK DRIVE SUITE 205 CITY: CLEVLAND STATE: OH ZIP: 44124 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-10-17 1 0000892553 CHART INDUSTRIES INC CIDI 0000900395 HOLMES ARTHUR S ONE INFINITY CORPORATE CENTRE DRIVE SUITE 300 GARFIELD HEIGHTS OH 44125 1 0 0 0 Common Stock, par value $0.01 2005-10-17 4 S 0 37988 64.75 D 0 D Common Stock, par value $0.01 2005-10-17 4 S 0 36848 64.75 D 0 I By Spouse Common Stock, par value $0.01 2005-10-17 4 D 0 223 64.75 D 0 I By IRA Stock Option (Right to Buy) 43.05 2005-10-17 4 D 0 2000 21.70 D 2005-10-20 2014-10-20 Common Stock 2000 0 D Common Stock Warrants (Right to Buy) 32.97 2005-10-17 4 D 0 39987 31.78 D 2003-09-15 2005-10-17 Common Stock 39987 0 D Common Stock Warrants (Right to Buy) 32.97 2005-10-17 4 D 0 38787 31.78 D 2003-09-15 2005-10-17 Common Stock 38787 0 I By Spouse Sold to CI Acquisition, Inc. ("Buyer") pursuant to an Agreement and Plan of Merger between Chart Industries, Inc. (the "Company"), certain stockholders of the Company, First Reserve Fund X, L.P. and Buyer dated as of August 2, 2005 (the "Merger Agreement"), pursuant to which the reporting person received cash for these shares on the effective date of the merger. These options were cancelled pursuant to the Merger Agreement in exchange for a cash payment based on the difference between the exercise price of the option and the per share consideration paid by Buyer for the common stock of the Company in the merger, which was $64.75. These warrants were cancelled pursuant to the Merger Agreement in exchange for a cash payment based on the difference between the exercise price of the warrants and the per share consideration paid by Buyer for the common stock of the Company in the merger, which was $64.75. /s/ Arthur S. Holmes 2005-10-19 -----END PRIVACY-ENHANCED MESSAGE-----