-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NflNwoPl9a1r5N90NeWfm7vib1ojlj3MU4+xmMoZcjjpmAR294sMmqkY1TPYBF6B Xu5VOKSJz8s7N1UNX0+F8g== 0001104659-05-049234.txt : 20051019 0001104659-05-049234.hdr.sgml : 20051019 20051019214728 ACCESSION NUMBER: 0001104659-05-049234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051017 FILED AS OF DATE: 20051019 DATE AS OF CHANGE: 20051019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARMON MICHAEL P CENTRAL INDEX KEY: 0001264367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146170 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT LLC STREET 2: 333 S GRAND AVE CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 a4.xml 4 X0202 4 2005-10-17 1 0000892553 CHART INDUSTRIES INC CIDI 0001264367 HARMON MICHAEL P 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 0 0 Stock Option (Right to Buy) 43.05 2005-10-17 4 D 0 2000 21.70 D 2014-10-19 Common Stock 2000 0 D This option was canceled pursuant to an Agreement and Plan of Merger, dated as of August 2, 2005, among Chart Industries, Inc., CI Acquisition, Inc. (the "Buyer"), certain stockholders of Chart Industries, Inc. and First Reserve Fund X, L.P. in exchange for a cash payment of $43,400, representing the difference between the exercise price of the option and the per share consideration paid by the Buyer for the underlying Chart Industries common stock on the effective date of the merger ($64.75 per share). This disposition was approved as a transaction exempt under Rule 16b-3 by the Board of Directors of Chart Industries. The reporting person is a Senior Vice President of Oaktree Capital Management, LLC ("Oaktree"), which is the general partner of OCM Principal Opportunities Fund II, L.P. (the "Fund"). Pursuant to Oaktree's policies and an agreement between the reporting person and the Fund, the reporting person is deemed to hold the reported option for the benefit of the Fund, and must exercise the option solely upon the direction of the Fund, which is entitled to the shares issued upon exercise. The reporting person disclaims beneficial ownership of the reported option except to the extent of his pecuniary interest therein. /s/ Michael P. Harmon 2005-10-19 -----END PRIVACY-ENHANCED MESSAGE-----