-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELPGrnK8K1sRnj+PWM24u+GGT8PrxU1gXbDAXZd2meDrPcUjpe3NJSbeoAEvL2gW KfawP8Jq7400n6aY35W1CA== 0001104659-05-049229.txt : 20051019 0001104659-05-049229.hdr.sgml : 20051019 20051019213047 ACCESSION NUMBER: 0001104659-05-049229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051017 FILED AS OF DATE: 20051019 DATE AS OF CHANGE: 20051019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 101 HUNTINGTON HOLDINGS LLC CENTRAL INDEX KEY: 0001208476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146141 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6178591500 MAIL ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001264945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146142 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX GROUP LP CENTRAL INDEX KEY: 0001264573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146145 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX HOLDINGS I LLC CENTRAL INDEX KEY: 0001264606 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146146 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX PRIVATE EQUITY BUSINESS LP CENTRAL INDEX KEY: 0001264605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146147 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX CHART LLC CENTRAL INDEX KEY: 0001264607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146149 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX PRIVATE EQUITY BUSINESS LLC CENTRAL INDEX KEY: 0001264604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146148 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REHNERT GEOFFREY S CENTRAL INDEX KEY: 0001264373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146140 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT COMPANY, LLC; STREET 2: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLPOW MARC B CENTRAL INDEX KEY: 0001075976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146144 BUSINESS ADDRESS: STREET 1: 17304 PRESTON ROADS STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75252 BUSINESS PHONE: 9727335405 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX PRIVATE EQUITY FUND L P CENTRAL INDEX KEY: 0001097123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 051146143 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6178591500 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 4 1 a4.xml 4 X0202 4 2005-10-17 1 0000892553 CHART INDUSTRIES INC CIDI 0001264607 AUDAX CHART LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264604 AUDAX PRIVATE EQUITY BUSINESS LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264605 AUDAX PRIVATE EQUITY BUSINESS LP 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264606 AUDAX HOLDINGS I LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264573 AUDAX GROUP LP 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001097123 AUDAX PRIVATE EQUITY FUND L P 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264945 AUDAX MANAGEMENT CO LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001208476 101 HUNTINGTON HOLDINGS LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001075976 WOLPOW MARC B 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264373 REHNERT GEOFFREY S 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 Common Stock 2005-10-17 4 S 0 1032992 64.75 D 0 I See footnote Sold to CI Acquisition, Inc. (the "Buyer") pursuant to an Agreement and Plan of Merger, dated as of August 2, 2005, among the Issuer, First Reserve Fund X, L.P., certain principal stockholders of the Issuer, including Audax Chart LLC, and the Buyer. Additional Reporting Persons: Audax Private Equity Fund, L.P., Audax Private Equity Business, L.L.C., Audax Private Equity Business, L.P., Audax Holdings I, L.L.C., Audax Group, L.P., 101 Huntington Holdings, L.L.C., Marc B. Wolpow, Geoffrey S. Rehnert and Audax Management Company, LLC Audax Chart LLC ("Audax Chart") was the direct beneficial owner of the Common Stock. Marc B. Wolpow and Geoffrey S. Rehnert are the managing members of 101 Huntington Holdings, L.L.C., which is the general partner of Audax Group, L.P., which is the sole managing member of Audax Holdings I, L.L.C., which is the general partner of Audax Private Equity Business, L.P., which is the sole managing member of Audax Private Equity Business, L.L.C., which is the general partner of Audax Private Equity Fund, L.P., which is the sole managing member of Audax Chart. Audax Management Company, LLC has been granted a proxy over certain shares of the Issuer. The Reporting Persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. Audax Chart LLC By: Richard T. Joseph, Authorized Signatory 2005-10-19 Audax Private Equity Fund, L.P. By: Audax Private Equity Business, L.L.C., its general partner By: Richard T. Joseph, Authorized Signatory 2005-10-19 Audax Private Equity Business, L.L.C. By: Richard T. Joseph, Authorized Signatory 2005-10-19 Audax Private Equity Business, L.P. By: Audax Holdings I, L.L.C., its general partner By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner By: Richard T. Joseph, Authorized Signatory 2005-10-19 Audax Holdings I, L.L.C. By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner By: Richard T. Joseph, Authorized Signatory 2005-10-19 Audax Group, L.P. By: 101 Huntington Holdings, L.L.C., its general partner By: Richard T. Joseph, Authorized Signatory 2005-10-19 101 Huntington Holdings, L.L.C. By: Richard T. Joseph, Authorized Signatory 2005-10-19 Audax Management Company, LLC By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner By: Richard T. Joseph, Authorized Signatory 2005-10-19 Marc B. Wolpow 2005-10-19 Geoffrey S. Rehnert 2005-10-19 -----END PRIVACY-ENHANCED MESSAGE-----