-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HaETYvzYkYxj9/NspZUWANTrXK8goE9UgwRg4i/1eFyDURZhR4pvt5K7QlnLEMm1 zNkrt/Aop4gGyKL9Qp5Jtg== 0001104659-03-021604.txt : 20030925 0001104659-03-021604.hdr.sgml : 20030925 20030925215639 ACCESSION NUMBER: 0001104659-03-021604 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030915 FILED AS OF DATE: 20030925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX GROUP LP CENTRAL INDEX KEY: 0001264573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911045 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX PRIVATE EQUITY BUSINESS LLC CENTRAL INDEX KEY: 0001264604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911048 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX PRIVATE EQUITY BUSINESS LP CENTRAL INDEX KEY: 0001264605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911047 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX HOLDINGS I LLC CENTRAL INDEX KEY: 0001264606 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911046 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX CHART LLC CENTRAL INDEX KEY: 0001264607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911049 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REHNERT GEOFFREY S CENTRAL INDEX KEY: 0001264373 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911050 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT COMPANY, LLC; STREET 2: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 101 HUNTINGTON HOLDINGS LLC CENTRAL INDEX KEY: 0001208476 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911044 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6178591500 MAIL ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLPOW MARC B CENTRAL INDEX KEY: 0001075976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911043 BUSINESS ADDRESS: STREET 1: 17304 PRESTON ROADS STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75252 BUSINESS PHONE: 9727335405 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 3 1 a3.xml 3 X0201 3 2003-09-15 0 0000892553 CHART INDUSTRIES INC CIDIV 0001264607 AUDAX CHART LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264604 AUDAX PRIVATE EQUITY BUSINESS LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264605 AUDAX PRIVATE EQUITY BUSINESS LP 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264606 AUDAX HOLDINGS I LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264573 AUDAX GROUP LP 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001208476 101 HUNTINGTON HOLDINGS LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001075976 WOLPOW MARC B 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264373 REHNERT GEOFFREY S 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 Common Stock 896874 I See footnotes Additional Reporting Persons: Audax Private Equity Fund, L.P., Audax Private Equity Business, L.L.C., Audax Private Equity Business, L.P., Audax Holdings I, L.L.C., Audax Group, L.P., 101 Huntington Holdings, L.L.C., Marc B. Wolpow, Geoffrey S. Rehnert and Audax Management Company, LLC Audax Chart, LLC ("Audax Chart") is the direct beneficial owner of the Common Stock. Marc B. Wolpow and Geoffrey S. Rehnert are the managing members of 101 Huntington Holdings, L.L.C., which is the general partner of Audax Group, L.P., which is the sole managing member of Audax Holdings I, L.L.C., which is the general partner of Audax Private Equity Business, L.P., which is the sole managing member of Audax Private Equity Business, L.L.C., which is the general partner of Audax Private Equity Fund, L.P., which is the sole managing member of Audax Chart. Audax Management Company, LLC has been granted a proxy over certain shares of the Issuer. The Reporting Persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. Audax Chart, LLC /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Private Equity Fund, L.P. By: Audax Private Equity Business, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Private Equity Business, L.L.C. /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Private Equity Business, L.P. By: Audax Holdings I, L.L.C., its general partner By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Holdings I, L.L.C. By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Group, L.P. By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 101 Huntington Holdings, L.L.C. /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Management Company, LLC By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 /s/ Marc B. Wolpow 2003-09-25 /s/ Geoffrey S. Rehnert 2003-09-25 -----END PRIVACY-ENHANCED MESSAGE-----