-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lt1Bl2qslbIwUv9THWsOJt7o7jUnq7G0Y2u4jSZjTmKPZ4l3maubY6Aw3cXN3iFY 3cPBqxY/fGsNqh+5jPqNqQ== 0001104659-03-021593.txt : 20030925 0001104659-03-021593.hdr.sgml : 20030925 20030925212827 ACCESSION NUMBER: 0001104659-03-021593 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030915 FILED AS OF DATE: 20030925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN STEPHEN A CENTRAL INDEX KEY: 0001142409 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03911032 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT LLC STREET 2: 333 SOUTH GRAND AVE. 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 3 1 a3.xml 3 X0201 3 2003-09-15 0 0000892553 CHART INDUSTRIES INC CIDIV 0001142409 KAPLAN STEPHEN A 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 0 0 Common Stock 0 I See footnote OCM Principal Opportunities Fund II, L.P. ("OCM Fund") is the direct beneficial owner of 1,820,909 shares of Common Stock. Oaktree Capital Management, LLC ("Oaktree") is the general partner of the OCM Fund. Oaktree receives a management fee for managing the assets of the OCM Fund and has a carried interest in the OCM Fund. The Reporting Person, Stephen A. Kaplan, is a principal and member of Oaktree and a portfolio manager of the OCM Fund, and therefore Mr. Kaplan may be deemed to be a beneficial owner of the shares owned by the OCM Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. /s/ Stephen A. Kaplan 2003-09-25 -----END PRIVACY-ENHANCED MESSAGE-----