-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dc66uMmbAWT+Qrx75T0pJ6nR1JguQSKE7X+DIdHyeQlPSGA6i91DGsVXYXgl+9+5 nuIIOOQLa8A3BwVqLfhX9g== 0001047469-99-004403.txt : 19990211 0001047469-99-004403.hdr.sgml : 19990211 ACCESSION NUMBER: 0001047469-99-004403 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43584 FILM NUMBER: 99528175 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLMES ARTHUR S CENTRAL INDEX KEY: 0000900395 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 35555 CURTIS BLVD CITY: EASTLAKE STATE: OH ZIP: 44059 BUSINESS PHONE: 2169462525 SC 13G/A 1 SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 6 )* CHART INDUSTRIES, INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE - ------------------------------------------------------------------------------- (Title of Class of Securities) 16115Q 10 0 - ------------------------------------------------------------------------------- (CUSIP Number) ---------------- Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) - --------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 1615Q 10 0 13G Page 2 of 5 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Arthur S. Holmes - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 3,954,688 OWNED BY EACH ----------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH: 18,000 ----------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,954,688 ----------------------------------------------- 8 SHARED DISPOSITIVE POWER 18,000 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,972,688 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! CHART INDUSTRIES, INC. Schedule 13G of Arthur S. Holmes ITEM 1(a). NAME OF ISSUER: Chart Industries, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124 ITEM 2(a). NAME OF PERSON FILING: Arthur S. Holmes ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124 ITEM 2(c). CITIZENSHIP: United States ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share ITEM 2(e). CUSIP NUMBER: 16115Q 10 0 ITEM 3. Not Applicable Page 3 of 5 pages ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 3,972,688 shares of Common Stock (b) Percentage of class: 16.6% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 3,954,688 (ii) Shared power to vote or direct the vote: 18,000 (iii) Sole power to dispose or direct the disposition of: 3,954,688 (iv) Shared power to dispose or direct the disposition of: 18,000 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Eighteen thousand (18,000) shares of Common Stock (the "Shares") reported on this Schedule 13G are held by The Rock Foundation, of which Mr. Holmes and his wife, Christine H. Holmes, serve as trustees. In their capacities as trustees of the Foundation, Mr. and Mrs. Holmes each have the power to direct the receipt of dividends from, and the proceeds from the sale of, the Shares. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable Page 4 of 5 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1999 ------------------------------------- Date /s/ Arthur S. Holmes ------------------------------------- Arthur S. Holmes Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----