0000892553-23-000024.txt : 20230105 0000892553-23-000024.hdr.sgml : 20230105 20230105142550 ACCESSION NUMBER: 0000892553-23-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hotchkiss Herbert CENTRAL INDEX KEY: 0001772117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 23510717 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 AIRPORT INDUSTRIAL DRIVE STREET 2: SUITE # 100 CITY: BALL GROUND STATE: GA ZIP: 30107 BUSINESS PHONE: 770-721-8800 MAIL ADDRESS: STREET 1: 2200 AIRPORT INDUSTRIAL DRIVE STREET 2: SUITE # 100 CITY: BALL GROUND STATE: GA ZIP: 30107 4 1 wf-form4_167294673606483.xml FORM 4 X0306 4 2023-01-03 0 0000892553 CHART INDUSTRIES INC GTLS 0001772117 Hotchkiss Herbert C/O CHART INDUSTRIES, INC. 2200 AIRPORT INDUSTRIAL DRIVE SUITE #100 BALL GROUND GA 30107 0 1 0 0 VP, GC and Secretary Common stock, par value $0.01 per share 2023-01-03 4 A 0 980 0 A 10965 D Common stock, par value $0.01 per share 2023-01-03 4 F 0 233 114.93 D 10732 D Common stock, par value $0.01 per share 2023-01-03 4 F 0 191 114.93 D 10541 D Common stock, par value $0.01 per share 2023-01-03 4 F 0 78 114.93 D 10463 D Common stock, par value $0.01 per share 2023-01-04 4 F 0 142 119.19 D 10321 D Stock Option (Right to Buy) 114.93 2023-01-03 4 A 0 1730 0 A 2033-01-03 Common Stock 1730.0 1730 D These restricted share units were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements. The reporting person surrendered 233 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. The reporting person surrendered 191 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. The reporting person surrendered 78 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. The reporting person surrendered 142 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. /s/ Herbert G. Hotchkiss, by John F. Griffee IV, his attorney-in-fact 2023-01-05