0000892553-22-000036.txt : 20220105 0000892553-22-000036.hdr.sgml : 20220105 20220105173658 ACCESSION NUMBER: 0000892553-22-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220103 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hotchkiss Herbert CENTRAL INDEX KEY: 0001772117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 22512539 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 BUSINESS PHONE: 770-721-8800 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 4 1 wf-form4_164142219002817.xml FORM 4 X0306 4 2022-01-03 0 0000892553 CHART INDUSTRIES INC GTLS 0001772117 Hotchkiss Herbert C/O CHART INDUSTRIES, INC. 2200 AIRPORT INDUSTRIAL DRIVE SUITE #100 BALL GROUND GA 30107 0 1 0 0 VP, GC and Secretary Common stock, par value $0.01 per share 2022-01-03 4 A 0 660 0 A 5608 D Common stock, par value $0.01 per share 2022-01-03 4 A 0 2710 0 A 8318 D Common stock, par value $0.01 per share 2022-01-04 4 F 0 157 155.35 D 8161 D Stock Option (Right to Buy) 153.81 2022-01-03 4 A 0 1240 0 A 2032-01-03 Common Stock 1240.0 1240 D These restricted share units were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements. These restricted share units were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-fifth (1/5) of the total number of shares on each of the first five anniversaries of the date of grant, subject to tax withholding requirements. The reporting person surrendered 157 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. /s/ Herbert G. Hotchkiss, by John F. Griffee IV, his attorney-in-fact 2022-01-05