0000892553-21-000016.txt : 20210105 0000892553-21-000016.hdr.sgml : 20210105 20210105164446 ACCESSION NUMBER: 0000892553-21-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merkle Scott W CENTRAL INDEX KEY: 0001787137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 21506478 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: 2Q ZIP: 30107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 BUSINESS PHONE: 770-721-8800 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 4 1 wf-form4_160988307155063.xml FORM 4 X0306 4 2020-12-31 0 0000892553 CHART INDUSTRIES INC GTLS 0001787137 Merkle Scott W C/O CHART INDUSTRIES, INC. 3055 TORRINGTON DRIVE BALL GROUND GA 30080 0 1 0 0 Chief Accounting Officer Common stock, par value $0.01 per share 2020-12-31 4 F 0 251 117.79 D 1305 D Common stock, par value $0.01 per share 2021-01-04 4 A 0 570 0 A 1875 D Stock Option (Right to Buy) 118.41 2021-01-04 4 A 0 1080 0 A 2031-01-04 Common Stock 1080.0 1080 D The reporting person surrendered 251 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. These restricted share units were granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements. These options were granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. /s/ Scott W. Merkle, by John F. Griffee IV, his attorney-in-fact 2021-01-05