0000892553-20-000104.txt : 20201127 0000892553-20-000104.hdr.sgml : 20201127 20201127134143 ACCESSION NUMBER: 0000892553-20-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201124 FILED AS OF DATE: 20201127 DATE AS OF CHANGE: 20201127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vinci Gerald F CENTRAL INDEX KEY: 0001715319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 201354468 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 BUSINESS PHONE: 770-721-8800 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 4 1 wf-form4_160650248852822.xml FORM 4 X0306 4 2020-11-24 0 0000892553 CHART INDUSTRIES INC GTLS 0001715319 Vinci Gerald F 3055 TORRINGTON DRIVE BALL GROUND GA 30107 0 1 0 0 VP & Chief Human Resources Ofc Common stock, par value $0.01 per share 2020-11-24 4 M 0 2850 36.93 A 12376 D Common stock, par value $0.01 per share 2020-11-24 4 S 0 2850 106.66 D 9526 D Common stock, par value $0.01 per share 2020-11-24 4 S 0 1841 106.62 D 7685 D Stock Option (Right to Buy) 36.93 2020-11-24 4 M 0 2850 0 D 2027-01-03 Common Stock 2850.0 25810 D 711, 1,061 and 1,970 shares of the total amount beneficially owned were granted on January 2, 2018, January 2, 2019 and January 2, 2020, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. The remaining unexercised total includes 11,180 options remaining from the January 3, 2017 option grant as well as options granted pursuant to the equity plans in years 2018 to 2020 that vest in equal increments over four years. /s/ Gerald F. Vinci, by John F. Griffee IV, his attorney-in-fact 2020-11-27