0000892553-19-000011.txt : 20190104 0000892553-19-000011.hdr.sgml : 20190104 20190104103750 ACCESSION NUMBER: 0000892553-19-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vinci Gerald F CENTRAL INDEX KEY: 0001715319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 19508677 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 BUSINESS PHONE: 770-721-8800 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 4 1 wf-form4_154661625295224.xml FORM 4 X0306 4 2019-01-02 0 0000892553 CHART INDUSTRIES INC GTLS 0001715319 Vinci Gerald F 3055 TORRINGTON DRIVE BALL GROUND GA 30107 0 1 0 0 VP & Chief Human Resources Ofc Common stock, par value $0.01 per share 2019-01-02 4 A 0 1590 0 A 7370 D Common stock, par value $0.01 per share 2019-01-02 4 F 0 253 65.95 D 7117 D Common stock, par value $0.01 per share 2019-01-03 4 F 0 412 63.64 D 6705 D Stock Option (Right to Buy) 65.95 2019-01-02 4 A 0 3350 0 A 2029-01-02 Common Stock 3350.0 3350 D These restricted share units were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements. The reporting person surrendered 253 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. The reporting person surrendered 412 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. /s/ Gerald F. Vinci, by Derek B. Swanson, his attorney-in-fact 2019-01-04