0000892553-18-000029.txt : 20180109
0000892553-18-000029.hdr.sgml : 20180109
20180109163307
ACCESSION NUMBER: 0000892553-18-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180105
FILED AS OF DATE: 20180109
DATE AS OF CHANGE: 20180109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS SAMUEL F
CENTRAL INDEX KEY: 0001266362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11442
FILM NUMBER: 18519442
MAIL ADDRESS:
STREET 1: 5885 LANDERBROOK DRIVE
STREET 2: STE 205
CITY: MEDINE
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHART INDUSTRIES INC
CENTRAL INDEX KEY: 0000892553
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443]
IRS NUMBER: 341712937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3055 TORRINGTON DRIVE
CITY: BALL GROUND
STATE: GA
ZIP: 30107
BUSINESS PHONE: 770-721-8800
MAIL ADDRESS:
STREET 1: 3055 TORRINGTON DRIVE
CITY: BALL GROUND
STATE: GA
ZIP: 30107
4
1
wf-form4_151553357382732.xml
FORM 4
X0306
4
2018-01-05
0
0000892553
CHART INDUSTRIES INC
GTLS
0001266362
THOMAS SAMUEL F
3055 TORRINGTON DRIVE
BALL GROUND
GA
30107
1
1
0
0
Executive Chairman
Common stock, par value $0.01 per share
2018-01-05
4
F
0
4235
52.73
D
168331
D
Common stock, par value $0.01 per share
28275
I
By spouse
Common stock, par value $0.01 per share
48020
I
By Trusts
Common stock, par value $0.01 per share
36000
I
By Trust
Common stock, par value $0.01 per share
54000
I
By Trust
Common stock, par value $0.01 per share
46000
I
By Trust
The reporting person surrendered 4,235 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3
19,038 and 12,467 shares of the total amount beneficially owned were granted on January 3, 2017 and January 4, 2016, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
Held by trusts for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for purposes of Section 16 or for any other purpose.
Held by trust, with spouse as trustee, for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
Held by trust for the benefit of the reporting person's family members, including his spouse. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
Held by trust for the benefit of the reporting person's family members, including the reporting person.
/s/ Samuel F. Thomas, by Derek B. Swanson, his attorney-in-fact
2018-01-09