0000892553-18-000025.txt : 20180104 0000892553-18-000025.hdr.sgml : 20180104 20180104162641 ACCESSION NUMBER: 0000892553-18-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS SAMUEL F CENTRAL INDEX KEY: 0001266362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 18510457 MAIL ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: STE 205 CITY: MEDINE STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 BUSINESS PHONE: 770-721-8800 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 4 1 wf-form4_151510117787651.xml FORM 4 X0306 4 2018-01-02 0 0000892553 CHART INDUSTRIES INC GTLS 0001266362 THOMAS SAMUEL F 3055 TORRINGTON DRIVE BALL GROUND GA 30107 1 1 0 0 Executive Chairman Common stock, par value $0.01 per share 2018-01-02 4 F 0 1440 48.39 D 174860 D Common stock, par value $0.01 per share 2018-01-03 4 F 0 2294 50.99 D 172566 D Common stock, par value $0.01 per share 28275 I By spouse Common stock, par value $0.01 per share 48020 I By Trusts Common stock, par value $0.01 per share 36000 I By Trust Common stock, par value $0.01 per share 54000 I By Trust Common stock, par value $0.01 per share 46000 I By Trust The reporting person surrendered 1,440 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3 The reporting person surrendered 2,294 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3 19,038 and 24,934 shares of the total amount beneficially owned were granted on January 3, 2017 and January 4, 2016, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5. Held by trusts for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for purposes of Section 16 or for any other purpose. Held by trust, with spouse as trustee, for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose. Held by trust for the benefit of the reporting person's family members, including his spouse. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose. Held by trust for the benefit of the reporting person's family members, including the reporting person. /s/ Samuel F. Thomas, by Derek B. Swanson, his attorney-in-fact 2018-01-04