0000892553-18-000021.txt : 20180104
0000892553-18-000021.hdr.sgml : 20180104
20180104150037
ACCESSION NUMBER: 0000892553-18-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vinci Gerald F
CENTRAL INDEX KEY: 0001715319
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11442
FILM NUMBER: 18509754
MAIL ADDRESS:
STREET 1: 3055 TORRINGTON DRIVE
CITY: BALL GROUND
STATE: GA
ZIP: 30107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHART INDUSTRIES INC
CENTRAL INDEX KEY: 0000892553
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443]
IRS NUMBER: 341712937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3055 TORRINGTON DRIVE
CITY: BALL GROUND
STATE: GA
ZIP: 30107
BUSINESS PHONE: 770-721-8800
MAIL ADDRESS:
STREET 1: 3055 TORRINGTON DRIVE
CITY: BALL GROUND
STATE: GA
ZIP: 30107
4
1
wf-form4_151509602278479.xml
FORM 4
X0306
4
2018-01-02
0
0000892553
CHART INDUSTRIES INC
GTLS
0001715319
Vinci Gerald F
3055 TORRINGTON DRIVE
BALL GROUND
GA
30107
0
1
0
0
VP & Chief Human Resources Ofc
Common stock, par value $0.01 per share
2018-01-02
4
A
0
2130
0
A
6320
D
Common stock, par value $0.01 per share
2018-01-03
4
F
0
540
50.99
D
5780
D
Stock Option (Right to Buy)
48.39
2018-01-02
4
A
0
7130
0
A
2028-01-02
Common Stock
7130.0
7130
D
These restricted share units were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
The reporting person surrendered 540 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3
2,130 and 2,794 shares of the total amount beneficially owned were granted on January 2, 2018 and January 3, 2017, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan and the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, respectively, in an exempt transaction under Rule 16b-3 and remain subject to restriction.
These options were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
/s/ Gerald F. Vinci, by Derek B. Swanson, his attorney-in-fact
2018-01-04