0000892553-18-000021.txt : 20180104 0000892553-18-000021.hdr.sgml : 20180104 20180104150037 ACCESSION NUMBER: 0000892553-18-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vinci Gerald F CENTRAL INDEX KEY: 0001715319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 18509754 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 BUSINESS PHONE: 770-721-8800 MAIL ADDRESS: STREET 1: 3055 TORRINGTON DRIVE CITY: BALL GROUND STATE: GA ZIP: 30107 4 1 wf-form4_151509602278479.xml FORM 4 X0306 4 2018-01-02 0 0000892553 CHART INDUSTRIES INC GTLS 0001715319 Vinci Gerald F 3055 TORRINGTON DRIVE BALL GROUND GA 30107 0 1 0 0 VP & Chief Human Resources Ofc Common stock, par value $0.01 per share 2018-01-02 4 A 0 2130 0 A 6320 D Common stock, par value $0.01 per share 2018-01-03 4 F 0 540 50.99 D 5780 D Stock Option (Right to Buy) 48.39 2018-01-02 4 A 0 7130 0 A 2028-01-02 Common Stock 7130.0 7130 D These restricted share units were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements. The reporting person surrendered 540 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3 2,130 and 2,794 shares of the total amount beneficially owned were granted on January 2, 2018 and January 3, 2017, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan and the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, respectively, in an exempt transaction under Rule 16b-3 and remain subject to restriction. These options were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant. /s/ Gerald F. Vinci, by Derek B. Swanson, his attorney-in-fact 2018-01-04