FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HAGGAR CORP [ HGGR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/28/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
COMMON STOCK, $0.10 PAR VALUE | 08/28/2003 | P | 10,000 | A | $14.34 | 772,969(1) | I | Officer(1) | ||
COMMON STOCK, $0.10 PAR VALUE | 29,600(2) | I | Trustee(2) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 35,000(3) | I | Trustee(3) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 25,000(4) | I | Officer(4) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 1,200(5) | I | Trustee(5) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 1,500(6) | I | Custodian(6) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 1,500(7) | I | Custodian(7) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 1,500(8) | I | Custodian(8) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 3,500(9) | I | Trustee(9) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 1,000(10) | I | Trustee(10) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 500(11) | I | Spouse(11) | |||||||
COMMON STOCK, $0.10 PAR VALUE | 12,800(12) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents shares held on behalf of clients of Kahn Brothers & Co., Inc. ("Kahn Brothers") over which Kahn Brothers has dispositive power. The Reporting Person is an officer of Kahn Brothers. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
2. Represents shares held in the name of Kahn Brothers & Co. Profit Sharing Plan & Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
3. Represents shares held in the name of Kahn Brothers Value Fund LP, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
4. Represents shares held in the name of Kahn Brothers & Partners LP, of which the Reporting Person is an officer. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
5. Represents shares held in the name of Kahn Brothers & Co. Profit Sharing Plan Voluntary Contributions Section, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
6. Represents shares held in the name of Thomas G. Kahn Custody Account F/B/O Andrew Kahn, over which the Reporting Person has dispositive power. The Reporting Person disclaims beneficial ownership of such shares. |
7. Represents shares held in the name of Thomas G. Kahn Custody Account F/B/O Elizabeth Kahn, over which the Reporting Person has dispositive power. The Reporting Person disclaims beneficial ownership of such shares. |
8. Represents shares held in the name of Thomas G. Kahn Custody Account F/B/O Victoria Kahn, over which the Reporting Person has dispositive power. The Reporting Person disclaims beneficial ownership of such shares. |
9. Represents shares held in the name of Ackerman Institute for Family Therapy Ruth Perl Kahn Fund, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such shares. |
10. Represents shares held in the name of Michele & Thomas G. Kahn Foundation, Inc., of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such shares. |
11. Represents sharesheld in the name of the IRA for Michele Kahn, the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares. |
12. Includes shares held in IRA accounts of the Reporting Person. |
Remarks: |
THOMAS G. KAHN | 08/28/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |