0000919574-19-003268.txt : 20190510
0000919574-19-003268.hdr.sgml : 20190510
20190510175928
ACCESSION NUMBER: 0000919574-19-003268
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190508
FILED AS OF DATE: 20190510
DATE AS OF CHANGE: 20190510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCAS KENAN
CENTRAL INDEX KEY: 0001642389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20728
FILM NUMBER: 19816302
MAIL ADDRESS:
STREET 1: C/O HARBERT MANAGEMENT CORPORATION
STREET 2: 2100 THIRD AVENUE NORTH, SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Qumu Corp
CENTRAL INDEX KEY: 0000892482
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 411577970
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 1ST AVENUE NORTH
STREET 2: SUITE 305
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55403
BUSINESS PHONE: (612) 638-9100
MAIL ADDRESS:
STREET 1: 510 1ST AVENUE NORTH
STREET 2: SUITE 305
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55403
FORMER COMPANY:
FORMER CONFORMED NAME: RIMAGE CORP
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0306
4
2019-05-08
0
0000892482
Qumu Corp
QUMU
0001642389
LUCAS KENAN
2100 THIRD AVENUE NORTH, SUITE 600
BIRMINGHAM
AL
35203
1
0
1
0
Common Stock, $0.01 par value
2019-05-08
4
M
0
25000
0
A
25000
I
See Footnote
Common Stock, $0.01 par value
1267522
I
See Footnote
Restricted Stock Units
2019-05-08
4
M
0
25000
0
D
Common Stock
25000
0
I
See Footnote
Restricted Stock Units
2019-05-09
4
A
0
18099
0
A
Common Stock
18099
18099
I
See Footnote
These shares are held in an affiliated brokerage account for the benefit of the investors of Harbert Discovery Fund, LP (the "Fund").
These shares are held by the Fund. Mr. Lucas may be deemed to beneficially own these shares through his role as the managing director and portfolio manager of the Fund's general partner.
Each restricted stock unit represents the contingent right to receive one share of Qumu common stock.
The restricted stock units vested on May 8, 2019, which was the first business day prior to the 2019 Annual Meeting of Shareholders.
The Reporting Person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following May 8, 2019.
The restricted stock units are held for the benefit of the investors of the Fund.
The restricted stock units vest on the first business day prior to the 2020 Annual Meeting of Shareholders, provided the Reporting Person continues to provide services to Qumu as a director on that date, subject to certain exceptions.
The Reporting Person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date the restricted stock unit's first vest.
The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Kenan Lucas
2019-05-10