0001438910-17-000002.txt : 20170117 0001438910-17-000002.hdr.sgml : 20170117 20170117160104 ACCESSION NUMBER: 0001438910-17-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170117 DATE AS OF CHANGE: 20170117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CRAFT BREW ALLIANCE, INC. CENTRAL INDEX KEY: 0000892222 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 911141254 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49527 FILM NUMBER: 17530737 BUSINESS ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 BUSINESS PHONE: 503-331-7270 MAIL ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 FORMER COMPANY: FORMER CONFORMED NAME: CRAFT BREWERS ALLIANCE, INC. DATE OF NAME CHANGE: 20080701 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY, INC DATE OF NAME CHANGE: 20080626 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY INC DATE OF NAME CHANGE: 19950703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Widmer Kurt R CENTRAL INDEX KEY: 0001438910 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 929 NORTH RUSSELL STREET CITY: PORTLAND STATE: OR ZIP: 97227 SC 13G 1 krwsc13g-january2017.htm SC 13G, AMENDMENT 1 Document


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
CRAFT BREW ALLIANCE, INC.
(Name of Issuer)
Common Stock, Par Value $0.005 Per Share
(Title of Class of Securities)
224122 10 1  
(CUSIP Number)
 
December 31, 2016
(Date of Event which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o Rule 13d-1 (b)
 
 
þ Rule 13d-1 (c)
 
 
o Rule 13d-1 (d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 











Page 1 of 6 pages




CUSIP No. 224122 10 1
Page 2 of 6 pages
 
 
1
NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities only)
 
Kurt R. Widmer
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a) þ
(b) o
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
784,789
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
784,789
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
784,789 shares
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
Not applicable
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
4.1 percent
12
TYPE OF REPORTING PERSON
 
IN




CUSIP No. 224122 10 1
Page 3 of 6 pages
 
 
1
NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities only)
 
Ann G. Widmer
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a) þ
(b) o
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
784,789
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
784,789
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
784,789 shares
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
Not applicable
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
4.1 percent
12
TYPE OF REPORTING PERSON
 
IN





CUSIP No. 224122 10 1
Page 4 of 6 pages
 
Item 1(a)
Name of Issuer:
Craft Brew Alliance, Inc.
Item 1(b)
Address of Issuer’s Principal Executive Offices:
929 North Russell Street
Portland, Oregon 97227
Item 2(a)
Name of Persons Filing:
Kurt R. Widmer
Ann G. Widmer
Item 2(b)
Address of Principal Business Office or, if None, Residence:
929 North Russell Street
Portland, Oregon 97227
Item 2(c)
Citizenship:
United States
Item 2(d)
Title of Class of Securities:
Common Stock, $0.005 par value
Item 2(e)
CUSIP Number:
224122 10 1
Item 3
Not applicable


Item 4
Ownership
The following information is as of December 31, 2016:
(a)
Amount Beneficially Owned:
784,789 shares
(b)
Percent of Class:
4.1 percent (based on 19,261,245 shares outstanding on December 31, 2016)




CUSIP No. 224122 10 1
Page 5 of 6 pages
 
(c)
Number of shares as to which such person has:
(i)
Sole power to vote or to direct the vote: 0
(ii)
Shared power to vote or to direct the vote: 784,789
(iii)
Sole power to dispose or to direct the disposition of: 0
(iv)
Shared power to dispose or to direct the disposition of: 784,789
Item 5
Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of five percent of the class of securities, check the following þ.
Item 6
Ownership of More than Five Percent on Behalf of Another Person:
Not applicable.
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
Not applicable.
Item 8
Identification and Classification of Members of the Group:
The members of the group filing this schedule under Rule 13d-1 (c) are Kurt R. Widmer and Ann G. Widmer.
Item 9
Notice of Dissolution of Group:
Not applicable.
Item 10
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.




CUSIP No. 224122 10 1
Page 6 of 6 pages
 
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
 
January 17, 2017
(Date)
 
/s/ Kurt R. Widmer
(Signature)
 
Kurt R. Widmer
(Name)
 
 
/s/ Ann G. Widmer
(Signature)
 
Ann G. Widmer
(Name)
 
 
 
ATTENTION: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 USC 1001).