0000892222-20-000002.txt : 20200103 0000892222-20-000002.hdr.sgml : 20200103 20200103150323 ACCESSION NUMBER: 0000892222-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Andrew J. CENTRAL INDEX KEY: 0001522227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26542 FILM NUMBER: 20504794 MAIL ADDRESS: STREET 1: 929 N. RUSSELL STREET CITY: PORTLAND STATE: OR ZIP: 97227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAFT BREW ALLIANCE, INC. CENTRAL INDEX KEY: 0000892222 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 911141254 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 BUSINESS PHONE: 503-331-7270 MAIL ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 FORMER COMPANY: FORMER CONFORMED NAME: CRAFT BREWERS ALLIANCE, INC. DATE OF NAME CHANGE: 20080701 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY, INC DATE OF NAME CHANGE: 20080626 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY INC DATE OF NAME CHANGE: 19950703 4 1 wf-form4_157808178629897.xml FORM 4 X0306 4 2019-12-31 0 0000892222 CRAFT BREW ALLIANCE, INC. BREW 0001522227 Thomas Andrew J. 929 N. RUSSELL STREET PORTLAND OR 97227 0 1 0 0 Chief Executive Officer Common stock 2019-12-31 4 M 0 1757 0 A 27524 D Restricted Stock Units 2019-12-31 4 M 0 1757 0 D Common stock 1757.0 1757 D Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The reporting person received 1,757 restricted stock units that vested on December 31, 2019. The remaining 1,757 units will vest on December 31, 2020; provided that the person continues to be employed by the Company through the applicable date. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of vested restricted stock units. Not applicable. /s/Edwin A. Smith by Power of Attorney for Andrew J. Thomas 2020-01-03