0000892222-19-000070.txt : 20190516 0000892222-19-000070.hdr.sgml : 20190516 20190516165656 ACCESSION NUMBER: 0000892222-19-000070 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Andrew J. CENTRAL INDEX KEY: 0001522227 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26542 FILM NUMBER: 19833081 MAIL ADDRESS: STREET 1: 929 N. RUSSELL STREET CITY: PORTLAND STATE: OR ZIP: 97227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAFT BREW ALLIANCE, INC. CENTRAL INDEX KEY: 0000892222 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 911141254 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 BUSINESS PHONE: 503-331-7270 MAIL ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 FORMER COMPANY: FORMER CONFORMED NAME: CRAFT BREWERS ALLIANCE, INC. DATE OF NAME CHANGE: 20080701 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY, INC DATE OF NAME CHANGE: 20080626 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY INC DATE OF NAME CHANGE: 19950703 4/A 1 wf-form4a_155804020237428.xml FORM 4/A X0306 4/A 2018-12-31 2019-01-03 0 0000892222 CRAFT BREW ALLIANCE, INC. BREW 0001522227 Thomas Andrew J. 929 N. RUSSELL STREET PORTLAND OR 97227 0 1 0 0 Chief Executive Officer Common stock 2018-12-31 4 M 0 879 A 8713 D Restricted Stock Units 2018-12-31 4 M 0 879 0 D Common stock 879.0 3514 D Restricted Stock Units convert into Common Stock on a one-for-one basis. This amendment is being filed to report the disposition of 879 restricted stock units ("RSUs") that vested on December 31,2018 and resulted in the previously reported acquisition of 879 shares of the Company's common stock. The remaining 3,514 RSUs will vest as to 1,757 units on December 31, 2019, and 1,757 units on December 31, 2020; provided that the reporting person continues to be employed by the Company through the applicable date. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of vested RSUs. /s/Edwin A. Smith by Power of Attorney for Andrew J. Thomas 2019-05-16