0000892222-19-000069.txt : 20190516 0000892222-19-000069.hdr.sgml : 20190516 20190516165627 ACCESSION NUMBER: 0000892222-19-000069 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perich Christine Nicol CENTRAL INDEX KEY: 0001771940 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26542 FILM NUMBER: 19833074 MAIL ADDRESS: STREET 1: 1413 LINDEN LAKE ROAD CITY: FORT COLLINS STATE: CO ZIP: 80524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAFT BREW ALLIANCE, INC. CENTRAL INDEX KEY: 0000892222 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 911141254 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 BUSINESS PHONE: 503-331-7270 MAIL ADDRESS: STREET 1: 929 NORTH RUSSELL CITY: PORTLAND STATE: OR ZIP: 97227 FORMER COMPANY: FORMER CONFORMED NAME: CRAFT BREWERS ALLIANCE, INC. DATE OF NAME CHANGE: 20080701 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY, INC DATE OF NAME CHANGE: 20080626 FORMER COMPANY: FORMER CONFORMED NAME: REDHOOK ALE BREWERY INC DATE OF NAME CHANGE: 19950703 4/A 1 wf-form4a_155804017235159.xml FORM 4/A X0306 4/A 2019-04-01 2019-04-04 0 0000892222 CRAFT BREW ALLIANCE, INC. BREW 0001771940 Perich Christine Nicol 929 NORTH RUSSELL STREET PORTLAND OR 97227 0 1 0 0 Chief Financial & Strategy Off Common stock 2019-04-01 4 A 0 4688 0 A 4688 D Common stock 2019-04-01 4 F 0 1608 13.92 D 3080 D Restricted Stock Units 2019-04-01 4 A 0 950 0 A Common stock 950.0 950 D Restricted Stock Units 2019-04-01 4 A 0 2533 0 A Common stock 2533.0 2533 D Restricted Stock Units 2019-04-01 4 A 0 3799 0 A Common stock 3799.0 3799 D The purpose of this amendment is to report the number of shares that were tendered back to the Company to satisfy tax withholding. Restricted stock units convert into common stock on a one-for-one basis. The reporting person received restricted stock units that will vest on March 31, 2020, provided that the person continues to be employed by the Company through that date. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units. The reporting person received restricted stock units that will vest on December 31, 2020, provided that the person continues to be employed by the Company through that date. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units. The reporting person received restricted stock units that will vest on March 31, 2022, provided that the person continues to be employed by the Company through that date. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units. /s/Edwin A. Smith by POA for Christine N. Perich 2019-05-16